C•••••• J• C••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Dec 6, 2022 · Slidell, La
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Nov 18, 2020 to Nov 18, 2022 · New Orleans, La
• L•• F•••••••• L•• BD affiliated
  Aug 16, 2012 to Oct 28, 2020 · St Louis, Mo
• W•••• F•••• A••••••• wirehouse
  Sep 2, 2010 to Jul 23, 2012 · St. Louis, Mo
• L•• F•••••••• L•• BD affiliated
  Jun 17, 2009 to May 20, 2010 · Green Bay, Wi
• C••• B•••••••• S•••••••• I••• former
  Jul 7, 2008 to Jun 1, 2009 · Charlotte, Nc

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
  left Nov 18, 2022, registered Dec 6, 2022 (18 days) · Wirehouse to wirehouse
• L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Oct 28, 2020, registered Nov 18, 2020 (21 days) · Affiliated broker-dealer or bank to wirehouse
• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Jul 23, 2012, registered Aug 16, 2012 (24 days) · Other
• L•• F•••••••• L•• to W•••• F•••• A•••••••
  left May 20, 2010, registered Sep 2, 2010 (105 days) · Other
• C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
  left Jun 1, 2009, registered Jun 17, 2009 (16 days) · Other

• ••• Locked
  Nov 18, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address