RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• B••••• N••••
- W•••• F•••• A••••••• wirehouse currentsince Jan 12, 2024 · Conshohocken, Pa
- W•••• F•••• A••••••• wirehouseJan 7, 2016 to Jan 16, 2024 · Conshohocken, Pa
- C••••• S••••• S••••••••• •••• L•• formerJan 17, 2003 to Feb 2, 2016 · West Conshohocken, Pa
- P••••••• L•• unclassifiedNov 1, 1999 to Jan 17, 2003 · Bala Cynwd, Pa
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jan 16, 2024, registered Jan 12, 2024 (-4 days) · channel change inside one enterprise, not a move · moved with a team
- C••••• S••••• S••••••••• •••• L•• to W•••• F•••• A•••••••left Feb 2, 2016, registered Jan 7, 2016 (-26 days) · Other · moved with a team
- P••••••• L•• to C••••• S••••• S••••••••• •••• L••left Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address