K••••• J• Q•••••••••

T••••••• I••••••••• M••••••••• I•••BD affiliatedJacksonville, Fldual registrantIAPD 2162054

Feed of 09/14/2026

Also filed as K••••• Q••••••••• J• Q•••••••••

At current firm

3 y

since Jul 25, 2023

In the industry

25 y

since Oct 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••• I••••••••• M••••••••• I••• BD affiliated current
since Jul 25, 2023 · Jacksonville, Fl
P•••• S••••••••• L•• no RAUM
Nov 10, 2021 to Jun 20, 2023 · Tampa, Fl
W•••• F•••• A••••••• wirehouse
Oct 1, 2000 to Jan 15, 2003 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to T••••••• I••••••••• M••••••••• I•••
left Jun 20, 2023, registered Jul 25, 2023 (35 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to P•••• S••••••••• L••
left Jan 15, 2003, registered Nov 10, 2021 (6874 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Jun 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address