RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• C•••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Aug 4, 2025 · Plymouth, Mn
- P••••••• S•••••••• G••••• L•• formerJun 11, 2018 to Sep 10, 2019 · Fulton, Md
- G•••• J••••••• W••••• A••••••• independent RIAJun 30, 2014 to Jun 11, 2018 · Owings Mills, Md
- P••••••• S•••••••• G••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Sep 10, 2019, registered Aug 4, 2025 (2155 days) · RIA to affiliated broker-dealer or bank · moved with a team
- G•••• J••••••• W••••• A••••••• to P••••••• S•••••••• G••••• L••left Jun 11, 2018, registered Jun 11, 2018 (0 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address