RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• R••••• E•••••••••
- W•••• F•••• A••••••• wirehouse currentsince Mar 13, 2026 · Alpharetta, Ga
- S•••••• N••••••• • C••••••• I••••••••• national BDMay 10, 2017 to Mar 25, 2026 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to May 5, 2017 · Alpharetta, Ga
- M••••• K••••• • C••••••• L•• formerMar 21, 2007 to Feb 13, 2013 · Alpharetta, Ga
- W•••• F•••• A••••••• wirehouseFeb 21, 2003 to Mar 20, 2007 · Alpharetta, Ga
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Mar 25, 2026, registered Mar 13, 2026 (-12 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- R•••••• J•••• • A••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left May 5, 2017, registered May 10, 2017 (5 days) · Affiliated broker-dealer or bank to another
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M••••• K••••• • C••••••• L••left Mar 20, 2007, registered Mar 21, 2007 (1 days) · Other
- S•••• R••••• E••••••••• left S•••••• N••••••• • C••••••• I••••••••• for W•••• F•••• A••••••• (registered 2026-03-13)Mar 25, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address