DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Clancy Roche
Certified Financial Planner
Feed of 09/15/2026
Also filed as Jack Roche
At current firm
2 y
since May 20, 2024
In the industry
18 y
since Apr 23, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
48
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Russell Investments asset manager currentsince May 20, 2024 · Plantation, Fl
- Anchor Capital Advisors LLC mixed wealthJul 30, 2019 to Dec 8, 2020 · Plantation, Fl
- Pnc Wealth Management BD affiliatedNov 22, 2013 to Dec 2, 2013 · Naples, Fl
- Oppenheimer & Co. Inc. BD affiliatedNov 7, 2012 to Nov 19, 2013 · Fort Lauderdale, Fl
- Thornburg Investment Management Inc asset managerApr 23, 2008 to Oct 10, 2012 · Fort Myers Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- Anchor Capital Advisors LLC to Russell Investmentsleft Dec 8, 2020, registered May 20, 2024 (1259 days) · Other
- Pnc Wealth Management to Anchor Capital Advisors LLCleft Dec 2, 2013, registered Jul 30, 2019 (2066 days) · Other
- Oppenheimer & Co. Inc. to Pnc Wealth Managementleft Nov 19, 2013, registered Nov 22, 2013 (3 days) · Other
- Thornburg Investment Management Inc to Oppenheimer & Co. Inc.left Oct 10, 2012, registered Nov 7, 2012 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address