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Registered advisor
D•••••• L••••••• R••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Doug Rupier
At current firm
2 y
since Nov 15, 2023
In the industry
31 y
since Dec 5, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 15, 2023 · Coeur D'Alene, Id
- E••••• J•••• national BDSep 23, 2016 to Nov 29, 2023 · Spokane, Wa
- C•••••••• F••••••••• I••• BD affiliatedSep 23, 1999 to Sep 30, 2004 · Yankton, Sd
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to W•••• F•••• A•••••••left Nov 29, 2023, registered Nov 15, 2023 (-14 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••••• F••••••••• I••• to E••••• J••••left Sep 30, 2004, registered Sep 23, 2016 (4376 days) · Other
Signals
- D•••••• L••••••• R•••••• left E••••• J•••• for W•••• F•••• A••••••• (registered 2023-11-15)Nov 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address