DFX Intelligence
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Registered advisor
L•••••• G••••• W••••••
Feed of 09/14/2026
At current firm
0 y
since May 20, 2026
In the industry
34 y
since Oct 2, 1991 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• F•••••••• E•••••• independent RIA currentsince May 20, 2026 · Denver , Co
- A••••• A•• P••••••• S••••••• BD affiliatedApr 28, 2006 to Jul 6, 2011 · Denver, Co
- T• A••••••••• I••• formerDec 9, 2003 to Sep 27, 2004 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to E•••••• F•••••••• E••••••left Jul 6, 2011, registered May 20, 2026 (5432 days) · Other
- T• A••••••••• I••• to A••••• A•• P••••••• S•••••••left Sep 27, 2004, registered Apr 28, 2006 (578 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address