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Registered advisor
R••••• H••••• K•••••
Feed of 09/15/2026
Also filed as Rob K•••••
At current firm
2 y
since May 6, 2024
In the industry
34 y
since Oct 23, 1991 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 6, 2024 · Burlingame, Ca
- B• R•••• W••••• A•••••••• I••• BD affiliatedAug 11, 2022 to May 6, 2024 · Burlingame, Ca
- B• R•••• W••••• M••••••••• formerJul 27, 2017 to Dec 31, 2022 · Burlingame, Ca
- M••••• S•••••• wirehouseSep 3, 2013 to Aug 9, 2017 · Palo Alto, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Sep 4, 2013 · San Mateo, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 2, 2008 to Oct 23, 2009 · San Mateo, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 8, 2004 to Sep 3, 2008 · San Mateo, Ca
- Q•••• • R•••••• I••• unclassifiedOct 15, 2002 to Sep 22, 2004 · Palo Alto, Ca
- W•••• F•••• I••••••••• L•• unclassifiedSep 17, 2002 to Oct 10, 2002 · Menlo Park, Ca
- Q•••• • R•••••• I••• unclassifiedSep 4, 2002 to Sep 30, 2002 · Palo Alto, Ca
Moves
a registration end followed by a registration begin elsewhere
- B• R•••• W••••• A•••••••• I••• to L•• F•••••••• L••left May 6, 2024, registered May 6, 2024 (0 days) · Affiliated broker-dealer or bank to another
- B• R•••• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••left Dec 31, 2022, registered Aug 11, 2022 (-142 days) · corporate re-registration, not a move
- M••••• S•••••• to B• R•••• W••••• M•••••••••left Aug 9, 2017, registered Jul 27, 2017 (-13 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Sep 4, 2013, registered Sep 3, 2013 (-1 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Sep 3, 2008, registered Sep 2, 2008 (-1 days) · Other
- Q•••• • R•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 22, 2004, registered Sep 8, 2004 (-14 days) · Other
- W•••• F•••• I••••••••• L•• to Q•••• • R•••••• I•••left Oct 10, 2002, registered Oct 15, 2002 (5 days) · Other
- Q•••• • R•••••• I••• to W•••• F•••• I••••••••• L••left Sep 30, 2002, registered Sep 17, 2002 (-13 days) · Other
Signals
- R••••• H••••• K••••• left B• R•••• W••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-05-06)May 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address