D•••• M••••• T•••••

• W•••• F•••• A••••••• wirehouse current
  since Sep 27, 2022 · New York, Ny
• J••• M••••• S••••••••• L•• wirehouse
  Nov 21, 2012 to Jan 8, 2019 · New York, Ny
• B••••••• C•••••• I••• former
  Jan 21, 2009 to Sep 27, 2012 · New York, Ny
• L••••• B••••••• I••• unclassified
  Apr 20, 2007 to Oct 15, 2008 · New York, Ny
• J••• M••••• S••••••••• I••• unclassified
  Aug 13, 2001 to Jul 29, 2002 · New York, Ny

• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Jan 8, 2019, registered Sep 27, 2022 (1358 days) · Wirehouse to wirehouse
• B••••••• C•••••• I••• to J••• M••••• S••••••••• L••
  left Sep 27, 2012, registered Nov 21, 2012 (55 days) · Other
• L••••• B••••••• I••• to B••••••• C•••••• I•••
  left Oct 15, 2008, registered Jan 21, 2009 (98 days) · corporate re-registration, not a move
• J••• M••••• S••••••••• I••• to L••••• B••••••• I•••
  left Jul 29, 2002, registered Apr 20, 2007 (1726 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address