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Registered advisor

D•••• W• L••••

C••••••• S••••••••• I•••BD affiliatedWoburn, Ma dual registrantIAPD 2172302

Feed of 09/14/2026

Also filed as David Wayne Lewis

At current firm

1 y

since Jul 28, 2025

In the industry

17 y

since Jul 17, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• S••••••••• I••• BD affiliated current
since Jul 28, 2025 · Portsmouth, Nh
E••••• J•••• national BD
Sep 8, 2021 to Jul 28, 2025 · Bar Harbor, Me
L•• F•••••••• L•• BD affiliated
Aug 3, 2020 to Sep 9, 2021 · Bar Harbor, Me
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 23, 2012 to Feb 20, 2014 · Reston, Va
T• A••••••••• I••• former
Jul 16, 2012 to Feb 20, 2014 · Reston, Va
M••••• S•••••• wirehouse
Jul 17, 2009 to Jun 27, 2011 · Vienna, Va

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to C••••••• S••••••••• I•••
left Jul 28, 2025, registered Jul 28, 2025 (0 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to E••••• J••••
left Sep 9, 2021, registered Sep 8, 2021 (-1 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to L•• F•••••••• L••
left Feb 20, 2014, registered Aug 3, 2020 (2356 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 20, 2014, registered Jul 23, 2012 (-577 days) · channel change inside one enterprise, not a move
M••••• S•••••• to T• A••••••••• I•••
left Jun 27, 2011, registered Jul 16, 2012 (385 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)

Signals

D•••• W• L•••• left E••••• J•••• for C••••••• S••••••••• I••• (registered 2025-07-28)
Jul 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address