RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Jan 2, 2025 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseAug 29, 2016 to Jun 14, 2017 · Tampa, Fl
- C••••••• A•••••••• L•• formerJul 7, 2016 to Dec 31, 2017 · Tampa, Fl
- M•• S••••••••• L•• formerNov 4, 2011 to Apr 17, 2015 · Fort Launderdale, Fl
- N•• A•••••• S•••••••• L•• formerJul 2, 2008 to Jun 23, 2011 · Farmington, Ct
- C••••••• A•••••••• L•• to W•••• F•••• A•••••••left Dec 31, 2017, registered Aug 29, 2016 (-489 days) · Other
- W•••• F•••• A••••••• to C•••••••left Jun 14, 2017, registered Jan 2, 2025 (2759 days) · Other · moved with a team
- M•• S••••••••• L•• to C••••••• A•••••••• L••left Apr 17, 2015, registered Jul 7, 2016 (447 days) · Other
- N•• A•••••• S•••••••• L•• to M•• S••••••••• L••left Jun 23, 2011, registered Nov 4, 2011 (134 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address