D••••• J•• O•••

O••• W••••• M••••••••• L••independent RIASammamish, Wa IA-onlyIAPD 2172847

Certified Financial Planner

Feed of 09/14/2026

Also filed as D• J• O•••

At current firm

6 y

since Jul 15, 2020

In the industry

30 y

since Jul 25, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.comreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

O••• W••••• M••••••••• L•• independent RIA current
since Jul 15, 2020 · Sammamish, Wa
C••••• A•••••• N••••••• L•• former
Jul 9, 2014 to May 4, 2021 · Sammamish, Wa
C••••• A••••••• L•• former
Jan 28, 2014 to Jul 10, 2014 · Sammamish, Wa
C•••••• S••••• • C••• I••• national BD
Jan 31, 2013 to Jan 14, 2014 · Lynnwood, Wa
S•••••••• A••••••• L•• national BD
Jul 22, 2002 to Nov 20, 2012 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

C••••• A•••••• N••••••• L•• to O••• W••••• M••••••••• L••
left May 4, 2021, registered Jul 15, 2020 (-293 days) · Affiliated broker-dealer or bank to a newly registered adviser
C••••• A••••••• L•• to C••••• A•••••• N••••••• L••
left Jul 10, 2014, registered Jul 9, 2014 (-1 days) · channel change inside one enterprise, not a move
C•••••• S••••• • C••• I••• to C••••• A••••••• L••
left Jan 14, 2014, registered Jan 28, 2014 (14 days) · Other
S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Nov 20, 2012, registered Jan 31, 2013 (72 days) · Affiliated broker-dealer or bank to another

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address