DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
G••••• T••••• V••••••
Feed of 09/14/2026
At current firm
1 y
since Aug 8, 2025
In the industry
34 y
since Oct 5, 1991 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 8, 2025 · St. Louis, Mo
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 13, 2015 to Aug 8, 2025 · Salt Lake City, Ut
- F•••• T•••• S••••••••• I••• BD affiliatedSep 7, 2012 to Jan 2, 2015 · Orlando, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 15, 2012 · Washington, Dc
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Jun 1, 2009 · Chicago, Il
- C••••••• I••••••••• S••••••• unclassifiedDec 3, 2002 to May 29, 2007 · Skokie, Il
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 6, 1998 to Nov 20, 2002 · Shorewood, Il
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Aug 8, 2025, registered Aug 8, 2025 (0 days) · Affiliated broker-dealer or bank to wirehouse
- F•••• T•••• S••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jan 2, 2015, registered Feb 13, 2015 (42 days) · Other
- M••••• S•••••• to F•••• T•••• S••••••••• I•••left Mar 15, 2012, registered Sep 7, 2012 (176 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C••••••• I••••••••• S•••••••left Nov 20, 2002, registered Dec 3, 2002 (13 days) · Other
Signals
- G••••• T••••• V•••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2025-08-08)Aug 8, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address