DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
G••••• J••••• L••••••••
Feed of 09/15/2026
Also filed as G••••• J••••• J• L••••••••• J••••• L••••••••• J••••• L•••••••• J•••••••• L••••••••• L••••••••
At current firm
9 y
since Feb 21, 2017
In the industry
34 y
since Nov 13, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 21, 2017 · Radnor, Pa
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 23, 2017 · Columbus, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 31, 2007 to Jun 1, 2009 · Bloomfield Hills, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 24, 2002 to Sep 4, 2002 · Saginaw, Mi
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Feb 23, 2017, registered Feb 21, 2017 (-2 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Sep 4, 2002, registered May 31, 2007 (1730 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address