A•••••• H•••• J•••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Nov 5, 2019 · Homestead, Pa
• P•• W••••• M••••••••• BD affiliated
  Dec 4, 2014 to Nov 1, 2018 · Pittsburgh, Pa
• A••••• A•• P••••••• S••••••• BD affiliated
  Sep 13, 2013 to Jul 17, 2014 · Pittsburgh, Pa
• P•• W••••• M••••••••• BD affiliated
  Jan 1, 2004 to Apr 8, 2013 · Sarver, Pa
• J••••• H•••••••• W••• L••••• L•• former
  Jun 9, 2003 to Jan 1, 2004 · Pittsburgh, Pa

• P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Nov 1, 2018, registered Nov 5, 2019 (369 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• A••••• A•• P••••••• S••••••• to P•• W••••• M•••••••••
  left Jul 17, 2014, registered Dec 4, 2014 (140 days) · Other
• P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••
  left Apr 8, 2013, registered Sep 13, 2013 (158 days) · Other
• J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••
  left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

34derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address