DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• L••• C•••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseKingwood, Txdual registrantIAPD 2179020

Feed of 09/14/2026

Also filed as Sharon Lynn Nicholas Campbell

At current firm

4 y

since Nov 2, 2021

In the industry

34 y

since Jan 29, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Nov 2, 2021 · Kingwood, Tx
C••••• A••••••• L•• former
Apr 30, 2021 to Aug 2, 2021 · Houston, Tx
M•• I•••••••• S•••••••• L•• BD affiliated
Sep 24, 2020 to May 3, 2021 · The Woodlands, Tx
R•••••• J•••• • A••••••••• I••• national BD
Mar 12, 2019 to Dec 17, 2019 · The Woodlands, Tx
W•••• F•••• A••••••• wirehouse
Dec 12, 2014 to Jan 29, 2019 · The Woodlands, Tx
U•• F•••••••• S••••••• I••• wirehouse
Apr 18, 2008 to Dec 18, 2014 · The Woodlands, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 5, 2007 to Oct 30, 2007 · The Woodlands, Tx
U•• F•••••••• S••••••• I••• wirehouse
Mar 2, 2001 to Oct 16, 2007 · The Woodlands, Tx

Moves

a registration end followed by a registration begin elsewhere

C••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 2, 2021, registered Nov 2, 2021 (92 days) · Affiliated broker-dealer or bank to wirehouse
M•• I•••••••• S•••••••• L•• to C••••• A••••••• L••
left May 3, 2021, registered Apr 30, 2021 (-3 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• • A••••••••• I••• to M•• I•••••••• S•••••••• L••
left Dec 17, 2019, registered Sep 24, 2020 (282 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Jan 29, 2019, registered Mar 12, 2019 (42 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Dec 18, 2014, registered Dec 12, 2014 (-6 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Oct 30, 2007, registered Apr 18, 2008 (171 days) · Wirehouse to wirehouse
U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 16, 2007, registered Oct 5, 2007 (-11 days) · Wirehouse to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address