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Registered advisor
L•••• A••• C•••••••••
Feed of 09/14/2026
Also filed as L•••• Vasta
At current firm
2 y
since Feb 23, 2024
In the industry
31 y
since Jul 31, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 23, 2024 · Northbrook, Il
- W•••• F•••• A••••••• wirehouseFeb 24, 2016 to Feb 21, 2024 · Naples, Fl
- M••••• S•••••• wirehouseDec 10, 2012 to Mar 4, 2016 · Stamford, Ct
- C••••• S••••• S••••••••• •••• L•• formerJun 7, 2006 to Aug 2, 2012 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseDec 16, 1999 to Jun 15, 2006 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Feb 21, 2024, registered Feb 23, 2024 (2 days) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 4, 2016, registered Feb 24, 2016 (-9 days) · Wirehouse to wirehouse
- C••••• S••••• S••••••••• •••• L•• to M••••• S••••••left Aug 2, 2012, registered Dec 10, 2012 (130 days) · Other
- U•• F•••••••• S••••••• I••• to C••••• S••••• S••••••••• •••• L••left Jun 15, 2006, registered Jun 7, 2006 (-8 days) · Other
Signals
- L•••• A••• C••••••••• left W•••• F•••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2024-02-23)Feb 21, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address