RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• G••••• R••••••••• C•••••
- P•••••••• C•••••• P••••••• L•• independent RIA currentsince May 24, 2024 · Lake Oswego, Or
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 4, 2024 · Portland, Or
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 23, 2003 to Jun 1, 2009 · Portland, Or
- M••••• S•••••• to P•••••••• C•••••• P••••••• L••left Jun 4, 2024, registered May 24, 2024 (-11 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- A••••• G••••• R••••••••• C••••• left M••••• S•••••• for P•••••••• C•••••• P••••••• L•• (registered 2024-05-24)Jun 4, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address