DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

P•••••••• C•••••• P••••••• L••

Independent wealth managerLake Oswego, OregonCRD 331349SEC 801-130301websiteIAPD
Latest filing Mar 2, 2026
First filing on the tape Apr 17, 2024 · 12 filings
SEC status approved since May 17, 2024
RAUM
$393M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$386M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$65.4M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$393M as of Mar 2, 2026
Apr 15, 2025$317M then
HNW client RAUM$355M as of Mar 2, 2026
Apr 15, 2025$291M then
State-registered IARs (5.B.3)6 as of Mar 2, 2026
Apr 15, 20253 then
Employees (5.A)7 as of Mar 2, 2026
Apr 15, 20255 then
Private funds: no history
RAUM +24% over the last fiscal yearIARs 3 to 6
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$65.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
27derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.5MderivedHNW RAUM over HNW clients
Average account
$551,501derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
+100%derivedItem 5.B.3 between annual amendments
Client growth, one year
+14%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
Custody
$105M, 76 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$355M90%
  • Individuals$30.8M7.9%
  • Charitable organizations$6.2M1.6%
  • Corporations and businesses$631,6150.2%
Individual clients
58reported
HNW clients
101reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
712reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$105M for 76 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
N••••••• J•••• H•••••Lake Oswego, OrMay 24, 202410 y1
A••••• G••••• R••••••••• C•••••Lake Oswego, OrMay 24, 202434 y2
T••••• C••• G•••••Lake Oswego, Or Sep 23, 202411 y0
G•••• B•••••••Lake Oswego, OrAug 11, 202512 y1
L••• M• C••••••Lake Oswego, OrDec 11, 202515 y0
C•••••••• A• G••••Atlanta, Ga Mar 10, 202610 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Teams: two or more advisors moving together within fourteen days, from one state
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• A•••••• G••••• R••••••••• · Chief Compliance Officer & Chief Executive Officercontrol
        since 05/2024 · owns less than 5%
      • C•••••• A•••••• G••••• R••••••••• · Co-Trusteecontrol
        since 05/2024 · owns F of C••••• L••••• T••••
      • C•••••• J••••• B• · Co-Trusteecontrol
        since 05/2024 · owns F of C••••• L••••• T••••
      • G•••••• T•••••• C••• · Managing Membercontrol
        since 05/2024 · owns F of P•••••••• C•••••• P••••••• H••••••• L••
      • H•••••• N•••••••• J•••• · Managing Membercontrol
        since 05/2024 · owns F of P•••••••• C•••••• P••••••• H••••••• L••
      Entity owners
      • P•••••••• C•••••• P••••••• H••••••• L•• · Managing Member
        direct · owns 75% or more
      • C••••• L••••• T•••• · Managing Member
        indirect · owns 50% to 75% of P•••••••• C•••••• P••••••• H••••••• L••
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Lake Oswego, Or · principal620
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 673 to 712
        Apr 15, 2025 to Feb 24, 2026
      • Advisory employees · 3 to 6
        Apr 15, 2025 to Feb 24, 2026
      • HNW clients · 90 to 101
        Apr 15, 2025 to Feb 24, 2026
      • Individual clients · 50 to 58
        Apr 15, 2025 to Feb 24, 2026
      • Assets in custody · $64.4M to $105M
        Apr 15, 2025 to Feb 24, 2026
      • Employees · 5 to 7
        Apr 15, 2025 to Feb 24, 2026
      • Financial planning clients · 0 to 101-250
        Apr 15, 2025 to Feb 24, 2026
      • State-registered IARs · 3 to 6
        Apr 15, 2025 to Feb 24, 2026
      • Discretionary RAUM · $317M to $393M
        Apr 15, 2025 to Feb 24, 2026
      • HNW RAUM · $291M to $355M
        Apr 15, 2025 to Feb 24, 2026
      • Individual RAUM · $20.2M to $30.8M
        Apr 15, 2025 to Feb 24, 2026
      • RAUM · $317M to $393M
        Apr 15, 2025 to Feb 24, 2026
      • Accounts · 529 to 673
        Sep 13, 2024 to Apr 15, 2025
      • Advisory employees · 2 to 3
        Sep 13, 2024 to Apr 15, 2025
      • HNW clients · 81 to 90
        Sep 13, 2024 to Apr 15, 2025
      • Individual clients · 38 to 50
        Sep 13, 2024 to Apr 15, 2025
      • Assets in custody · $802,815 to $64.4M
        Sep 13, 2024 to Apr 15, 2025
      • Employees · 4 to 5
        Sep 13, 2024 to Apr 15, 2025
      • Financial planning clients · 0 to 0
        Sep 13, 2024 to Apr 15, 2025
      • State-registered IARs · 2 to 3
        Sep 13, 2024 to Apr 15, 2025
      • Discretionary RAUM · $263M to $317M
        Sep 13, 2024 to Apr 15, 2025
      • HNW RAUM · $247M to $291M
        Sep 13, 2024 to Apr 15, 2025
      • Individual RAUM · $15.8M to $20.2M
        Sep 13, 2024 to Apr 15, 2025
      • RAUM · $263M to $317M
        Sep 13, 2024 to Apr 15, 2025
      • Accounts · 0 to 529
        Sep 6, 2024 to Sep 13, 2024
      • Advisory employees · 3 to 2
        Sep 6, 2024 to Sep 13, 2024
      • HNW clients · unset to 81.0
        Sep 6, 2024 to Sep 13, 2024
      • Individual clients · unset to 38.0
        Sep 6, 2024 to Sep 13, 2024
      • Assets in custody · unset to 802815.0
        Sep 6, 2024 to Sep 13, 2024
      • Custody of client assets · false to true
        Sep 6, 2024 to Sep 13, 2024
      • Employees · 5 to 4
        Sep 6, 2024 to Sep 13, 2024
      • State-registered IARs · 3 to 2
        Sep 6, 2024 to Sep 13, 2024
      • Discretionary RAUM · $0 to $263M
        Sep 6, 2024 to Sep 13, 2024
      • HNW RAUM · unset to 247407171.0
        Sep 6, 2024 to Sep 13, 2024
      • Individual RAUM · unset to 15802072.0
        Sep 6, 2024 to Sep 13, 2024
      • RAUM · $0 to $263M
        Sep 6, 2024 to Sep 13, 2024
      • Other offices · 0 to 1
        Aug 13, 2024 to Sep 6, 2024
      • Succession · true to false
        May 28, 2024 to Jun 6, 2024
      • Succession · false to true
        May 24, 2024 to May 28, 2024
      • HQ city · unset to LAKE OSWEGO
        May 17, 2024 to May 24, 2024
      Signals
      7 dated events
      • 2 advisors left M••••• S•••••• (Portland, OR) for P•••••••• C•••••• P••••••• L•• on the same day
        Jun 4, 2024 · Team lift-out · derived
      • P•••••••• C•••••• P••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        May 28, 2024 · Succession (Item 4) · fact
      • J•••• N••••••• H••••• (Founding Partner) appeared on Schedule A of P•••••••• C•••••• P••••••• L••
        May 24, 2024 · Control person joined · fact
      • George Rounsavelle Andrew Carter (Co-Trustee) appeared on Schedule A of P•••••••• C•••••• P••••••• L••
        May 24, 2024 · Control person joined · fact
      • B Julie Carter (Co-Trustee) appeared on Schedule A of P•••••••• C•••••• P••••••• L••
        May 24, 2024 · Control person joined · fact
      • Harrison Taelim Yaste (Chief Compliance Officer) no longer on Schedule A of P•••••••• C•••••• P••••••• L•• (listed 2024-04-17, absent 2024-04-18)
        Apr 18, 2024 · Control person left · inference
      • P•••••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)
        Apr 17, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      info@panoramiccp.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      503-937-7420reportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      503-937-7668reportedpublished by the firm, firm site, Sep 15, 2026
      Website
      P••••••••CP.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      503-937-7819reportedpublic record, Form ADV, Mar 2, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $65.4Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026