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RIA Intelligence
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Feed of 09/14/2026
Also filed as C•••••• Ann Anderson
At current firm
1 y
since Jun 13, 2025
In the industry
34 y
since Dec 20, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- •••••••• independent RIA currentsince Jun 13, 2025 · Tacoma, Wa
- W•••• F•••• A••••••• wirehouseMar 25, 2010 to Jun 18, 2025 · Seattle, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 12, 2003 to Apr 8, 2010 · Bainbridge Island, Wa
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 14, 1993 to Dec 17, 2003 · Bremerton, Wa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to ••••••••left Jun 18, 2025, registered Jun 13, 2025 (-5 days) · Wirehouse to independent RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Apr 8, 2010, registered Mar 25, 2010 (-14 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 17, 2003, registered Dec 12, 2003 (-5 days) · Other
Signals
- C•••••• A•• B••••• left W•••• F•••• A••••••• for &Partners (registered 2025-06-13)Jun 18, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address