RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• K••••• B•••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Nov 30, 2016 · Harrisburg, Pa
- F•••••••• E•••••• A•••••• C•••••• L•• formerOct 6, 2016 to Nov 30, 2016 · Harrisburg, Pa
- T•• M••••• F••• S•••• formerAug 13, 2009 to Oct 18, 2016 · Harrisburg, Pa
- T•• M••••• F••• S•••• unclassifiedOct 12, 2007 to Dec 22, 2009 · Allentown, Pa
- C••••• I••••••••• S••••••• L•• formerJan 30, 2006 to Sep 20, 2007 · Wyomissing, Pa
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••left Oct 18, 2016, registered Oct 6, 2016 (-12 days) · Other · moved with a team
- T•• M••••• F••• S•••• to T•• M••••• F••• S••••left Dec 22, 2009, registered Aug 13, 2009 (-131 days) · Other
- C••••• I••••••••• S••••••• L•• to T•• M••••• F••• S••••left Sep 20, 2007, registered Oct 12, 2007 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address