DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Mutual Fund Store

Former SEC-registered adviserHarrisburg, PennsylvaniaCRD 144963SEC 801-71432IAPD
Legal name Tmfs-Harrisburg, LLC
Latest filing Jun 1, 2012
First filing on the tape Dec 21, 2011 · 11 filings
RAUM
$36.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$36.3M as of Jun 1, 2012
Dec 21, 2011$34.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 1, 2012
Dec 21, 20110 then
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 1, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$79,328derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
457reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Alan Douglas Erbert · Managing Membercontrol
      since 10/2009 · owns 10% to 25%
    • Reece Jayme Amos · Managing Member
      since 10/2009 · owns 5% to 10%
    • David Kurt Balderston · Member
      since 10/2009 · owns less than 5%
    • Keller Harry Berman · Sr. Investment Advisor, Managing Partner, Chief Compliance Officer
      since 08/2009 · owns less than 5%
    • Nmn Kristopher Bonocore · Managing Member
      since 10/2009 · owns less than 5%
    • Everett Raymond Braudis · Member
      since 10/2009 · owns 5% to 10%
    • Paul Russell Braudis · Member
      since 10/2009 · owns less than 5%
    • Christina Georgia Damalas · Member
      since 07/2007 · owns less than 5%
    • Eric Brian Good · Member
      since 10/2009 · owns 5% to 10%
    • George Eric Halter · Member
      since 10/2009 · owns less than 5%
    • Alice Kathryn Harder · Member
      since 07/2007 · owns less than 5%
    • Ray Troy Hedman · Member
      since 10/2009 · owns less than 5%
    • Scott Andrew Hedrick · Member
      since 10/2009 · owns 5% to 10%
    • Joseph Eric Hertzog · Member
      since 09/2009 · owns less than 5%
    • Leonard Stanley Krol · Member
      since 10/2009 · owns 5% to 10%
    • Dixon Marshall Lasswell · Member
      since 10/2009 · owns 5% to 10%
    • Preston Andrew Leamon · Member
      since 10/2009 · owns 5% to 10%
    • Philip Brian Quill · Managing Member
      since 10/2009 · owns less than 5%
    • Nmn Vijay Rao · Member
      since 10/2009 · owns less than 5%
    • Owen Scott Schumacher · Member
      since 10/2009 · owns less than 5%
    • Chan Chance Wong · Member
      since 10/2009 · owns less than 5%
    Entity owners
    • Donald L Williams (Jr) Living Trust · Member
      direct · owns less than 5%
    • Titanium Partners, LLC · Member
      direct · owns less than 5%
    Related persons
    Schedule D 7.A
    Advisers that list The Mutual Fund Store as a related person
    Offices
    Schedule D 1.F, the 25 largest
    • Allentown, PA
    What changed
    consecutive filings, newest first
    • Accounts · 404 to 457
      Dec 21, 2011 to Jan 19, 2012
    • Advisory activities · 2 to 1
      Dec 21, 2011 to Jan 19, 2012
    • Insurance-licensed employees · unset to 0.0
      Dec 21, 2011 to Jan 19, 2012
    • Discretionary RAUM · $34.4M to $36.3M
      Dec 21, 2011 to Jan 19, 2012
    • RAUM · $34.4M to $36.3M
      Dec 21, 2011 to Jan 19, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026