DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gkfo, LLC
Latest filing Mar 31, 2026
First filing on the tape Nov 8, 2011 · 20 filings
SEC status approved since Aug 17, 2009
RAUM
$33.6M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
100%
$33.6M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$33.6M
derived; firm RAUM over IAPD count
Employees
19
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$33.6M as of Mar 31, 2026
Mar 29, 2012$500M then
HNW client RAUM$33.0M as of Mar 31, 2026
Mar 28, 2018$537M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 28, 20135 then
Employees (5.A)19 as of Mar 31, 2026
Mar 28, 201318 then
Private funds: no history
RAUM +5.2% over the last fiscal year-62% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $33.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 4derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.0MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 19.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$33.0M98%
- Individuals$602,6451.8%
- Individual clients
- 1reported
- HNW clients
- 3reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Charles Geczy | W. Conshohocken, Pa | Aug 23, 2010 | 18 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount4 left over 36 months
Left, latest
- Stephen Richard Kitching to Forefront Analytics, LLCDec 31, 2023 · Other
- Christopher Charles Geczy to Forefront Analytics, LLCDec 31, 2023 · Other
- Andrew J Giannone to Allio AdvisorsDec 31, 2023 · RIA to RIA
- Patrick Andrew Tucci to Forefront Analytics, LLCDec 31, 2023 · RIA to RIA
- Andrew John Brewster to Concentus Wealth AdvisorsApr 11, 2023 · RIA to RIA
- Alimu Abudu to Blackrock Investment Management, LLCMay 4, 2022 · Other
- Mikhail Samonov to Forefront Analytics, LLCOct 3, 2018 · Other
- James William Judge to Spire Wealth Management, LLCFeb 4, 2015 · Other
- Kevin Raymond Harper to Forefront Analytics, LLCSep 26, 2013 · Other
Joined, latest
- Andrew John Brewster from Forefront Analytics, LLCAug 20, 2021 · RIA to RIA
- Alimu Abudu from Forefront Analytics, LLCJul 9, 2019 · RIA to RIA
- Stephen Richard Kitching from Shingle Oak Advisors, LLCSep 3, 2010 · Other
- Kevin Raymond Harper from Pickwick Capital Advisors, LLCJul 13, 2010 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Forefront Analytics, LLCDec 31, 2023 · W Conshohocken, Pa · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Alec Bosacker · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- Charles Christopher Geczy · Managing Member/Chief Investment Officercontrolsince 07/2009 · owns 50% to 75%
- Richard Stephen Kitching · Managing Member/Chief Operating Officercontrolsince 07/2009 · owns 50% to 75%
- Nicholas Neilio · Chief Financial Officercontrolsince 11/2012 · owns less than 5%
Related persons
Schedule D 7.A
- Ffsf (Gp), LLCpooled vehicle sponsorn
- Forefront Analytics, LLCinvestment advisernRAUM $679M
- Kitching Partners, LLCinvestment advisernRAUM $646M
Advisers that list Gkfo, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| W Conshohocken, Pa | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 20 to 18Mar 31, 2025 to Mar 31, 2026
- Financial planning clients · 51-100 to 1-10Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $16.1M to $29.0MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $31.4M to $33.0MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $589,609 to $602,645Mar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $15.9M to $4.6MMar 31, 2025 to Mar 31, 2026
- RAUM · $32.0M to $33.6MMar 31, 2025 to Mar 31, 2026
- Accounts · 17 to 20Aug 2, 2024 to Mar 31, 2025
- Employees · 20 to 19Aug 2, 2024 to Mar 31, 2025
- Financial planning clients · 51-100 to 51-100Aug 2, 2024 to Mar 31, 2025
- Discretionary RAUM · $12.8M to $16.1MAug 2, 2024 to Mar 31, 2025
- HNW RAUM · $28.8M to $31.4MAug 2, 2024 to Mar 31, 2025
- Individual RAUM · $285,566 to $589,609Aug 2, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $16.4M to $15.9MAug 2, 2024 to Mar 31, 2025
- RAUM · $29.1M to $32.0MAug 2, 2024 to Mar 31, 2025
- Accounts · 257 to 17Jan 11, 2024 to Apr 2, 2024
- Advisory employees · 8 to 10Jan 11, 2024 to Apr 2, 2024
- Charity clients · 5.0 to unsetJan 11, 2024 to Apr 2, 2024
- HNW clients · 62 to 3Jan 11, 2024 to Apr 2, 2024
- Individual clients · 9 to 1Jan 11, 2024 to Apr 2, 2024
- Assets in custody · $25.2M to $0Jan 11, 2024 to Apr 2, 2024
- Custody of client assets · true to falseJan 11, 2024 to Apr 2, 2024
- Employees · 28 to 20Jan 11, 2024 to Apr 2, 2024
- Insurance-licensed employees · 5 to 1Jan 11, 2024 to Apr 2, 2024
- State-registered IARs · 5 to 1Jan 11, 2024 to Apr 2, 2024
- Discretionary RAUM · $244M to $12.8MJan 11, 2024 to Apr 2, 2024
- HNW RAUM · $602M to $28.8MJan 11, 2024 to Apr 2, 2024
- Individual RAUM · $1.1M to $285,566Jan 11, 2024 to Apr 2, 2024
- Non-discretionary RAUM · $369M to $16.4MJan 11, 2024 to Apr 2, 2024
- RAUM · $613M to $29.1MJan 11, 2024 to Apr 2, 2024
- Accounts · 227 to 257Jan 20, 2023 to Mar 31, 2023
- HNW clients · 59 to 62Jan 20, 2023 to Mar 31, 2023
- Assets in custody · $17.9M to $25.2MJan 20, 2023 to Mar 31, 2023
- Employees · 33 to 28Jan 20, 2023 to Mar 31, 2023
- Insurance-licensed employees · 4 to 5Jan 20, 2023 to Mar 31, 2023
- State-registered IARs · 4 to 5Jan 20, 2023 to Mar 31, 2023
- Discretionary RAUM · $295M to $244MJan 20, 2023 to Mar 31, 2023
- HNW RAUM · $613M to $602MJan 20, 2023 to Mar 31, 2023
- Individual RAUM · $999,382 to $1.1MJan 20, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $330M to $369MJan 20, 2023 to Mar 31, 2023
Signals
11 dated events
- Gkfo, Llc reported RAUM $29.1M, down 95% from $612.7M (2024-01-11 to 2024-04-02)Apr 2, 2024 · RAUM change · derived
- Christopher Charles Geczy left Gkfo, Llc for Forefront Analytics, Llc (registered 2010-08-23)Dec 31, 2023 · Advisor changed firm · fact
- Stephen Richard Kitching left Gkfo, Llc for Forefront Analytics, Llc (registered 2017-05-25)Dec 31, 2023 · Advisor changed firm · fact
- Patrick Andrew Tucci left Gkfo, Llc for Forefront Analytics, Llc (registered 2022-05-04)Dec 31, 2023 · Advisor changed firm · fact
- Andrew J Giannone left Gkfo, Llc for Allio Advisors (registered 2023-12-05)Dec 31, 2023 · Advisor changed firm · fact
- Gkfo, LLC's advisors moved to Forefront Analytics, LLC (W Conshohocken, PA): 3 of 4 registered, on the same dayDec 31, 2023 · Firm absorbed (people side) · derived
- Andrew John Brewster left Gkfo, Llc for Concentus Wealth Advisors (registered 2023-04-20)Apr 11, 2023 · Advisor changed firm · fact
- Booth Mahin Golden (Chief Compliance Officer) no longer on Schedule A of Gkfo, Llc (listed 2022-03-29, absent 2023-01-20)Jan 20, 2023 · Control person left · inference
- John Alec Bosacker (Chief Compliance Officer) appeared on Schedule A of Gkfo, LlcJan 20, 2023 · Control person joined · fact
- Alimu Abudu left Gkfo, Llc for Blackrock Investment Management, Llc (registered 2022-06-28)May 4, 2022 · Advisor changed firm · fact
- Booth Mahin Golden (Chief Compliance Officer) appeared on Schedule A of Gkfo, LlcMar 29, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Gkfo, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- GKFO.NETreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-341-3900reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $33.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026