DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Colette L Beaumont

Equitable Advisors, LLCnational BDLisle, Ildual registrantIAPD 2198854

Feed of 09/14/2026

Also filed as Colette Lenee Housh

At current firm

0 y

since Jan 2, 2026

In the industry

26 y

since Mar 13, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Equitable Advisors, LLC national BD current
since Jan 2, 2026 · Lisle, Il
Potomac asset manager
Feb 14, 2024 to Dec 20, 2024 · Lisle, Il
Oneamerica Securities, Inc. BD affiliated
Aug 11, 2023 to Feb 5, 2024 · Indianapolis, In
Assetmark, Inc. BD affiliated
Nov 27, 2019 to Aug 8, 2023 · Chicago, Il
First Trust Advisors LP asset manager
Jan 20, 2012 to Jul 18, 2017 · Wheaton, Il
Calamos Advisors LLC asset manager
Mar 13, 2000 to Aug 4, 2003 · Naperville, Il

Moves

a registration end followed by a registration begin elsewhere

Potomac to Equitable Advisors, LLC
left Dec 20, 2024, registered Jan 2, 2026 (378 days) · Other
Oneamerica Securities, Inc. to Potomac
left Feb 5, 2024, registered Feb 14, 2024 (9 days) · Other
Assetmark, Inc. to Oneamerica Securities, Inc.
left Aug 8, 2023, registered Aug 11, 2023 (3 days) · Affiliated broker-dealer or bank to another
First Trust Advisors LP to Assetmark, Inc.
left Jul 18, 2017, registered Nov 27, 2019 (862 days) · Other
Calamos Advisors LLC to First Trust Advisors LP
left Aug 4, 2003, registered Jan 20, 2012 (3091 days) · Other

Signals

Colette L Beaumont left Potomac for Equitable Advisors, Llc (registered 2026-01-02)
Dec 20, 2024 · Advisor changed firm · fact
Colette L Beaumont left Oneamerica Securities, Inc. for Potomac (registered 2024-02-14)
Feb 5, 2024 · Advisor changed firm · fact
Colette L Beaumont left Assetmark, Inc. for Oneamerica Securities, Inc. (registered 2023-08-11)
Aug 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address