RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• W••••• L•••
- C••••••••• I••••••••• L•• mixed wealth currentsince Jun 30, 2009 · New York, Ny
- P••••• I••••••••• M••••••••• L•• asset managerApr 18, 2007 to Jun 2, 2008 · Lewisville, Tx
- I•••••• A•• P•••••• A•••• M••••••••• I••• unclassifiedJan 4, 2003 to Aug 11, 2005 · Houston, Tx
- P••••• I••••••••• M••••••••• L•• to C••••••••• I••••••••• L••left Jun 2, 2008, registered Jun 30, 2009 (393 days) · Other
- I•••••• A•• P•••••• A•••• M••••••••• I••• to P••••• I••••••••• M••••••••• L••left Aug 11, 2005, registered Apr 18, 2007 (615 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address