DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

W•••••• J••••• M•••••

L•• F•••••••• L••BD affiliatedHowell, Nj dual registrantIAPD 2202808

Feed of 09/15/2026

Also filed as Bill M•••••

At current firm

2 y

since Oct 17, 2023

In the industry

34 y

since Jan 29, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 17, 2023 · Toms River, Nj
C••••••• S••••••••• I••• BD affiliated
Aug 17, 2022 to Oct 16, 2023 · Conshohocken, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 17, 2020 to Aug 17, 2022 · Deal, Nj
W•••• F•••• A••••••• wirehouse
Oct 30, 2017 to Jan 15, 2020 · Sea Girt, Nj
P•• W••••• M••••••••• BD affiliated
May 7, 2012 to Nov 6, 2017 · Red Bank, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••••• S••••••••• I••• to L•• F•••••••• L••
left Oct 16, 2023, registered Oct 17, 2023 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• I••••••••• A••••••• L•• to C••••••• S••••••••• I•••
left Aug 17, 2022, registered Aug 17, 2022 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••
left Jan 15, 2020, registered Jan 17, 2020 (2 days) · Wirehouse to affiliated broker-dealer or bank
P•• W••••• M••••••••• to W•••• F•••• A•••••••
left Nov 6, 2017, registered Oct 30, 2017 (-7 days) · Other

Signals

W•••••• J••••• M••••• left C••••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2023-10-17)
Oct 16, 2023 · Advisor changed firm · fact
W•••••• J••••• M••••• left C••••• I••••••••• A••••••• L•• for C••••••• S••••••••• I••• (registered 2022-08-17)
Aug 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address