DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••• W•••••• A••••••

C••••• W••••• S••••••••state registeredHouston, Tx IA-onlyIAPD 2205361

Feed of 09/14/2026

Also filed as Debbie A••••••

At current firm

1 y

since Jul 10, 2025

In the industry

37 y

since Jul 1, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• W••••• S•••••••• state registered current
since Jul 10, 2025 · Houston, Tx
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Feb 1, 2024 to Feb 18, 2025 · Cypress, Tx
C••••• A••••••• L•• former
Jan 10, 2019 to Feb 6, 2024 · The Woodlands, Tx
Q•••••• A•••• M••••••••• I••• former
Jul 20, 2016 to Jan 10, 2019 · Cypress, Tx
F••••••••• I••••••••• A••••••• L•• independent RIA
Sep 25, 2015 to Jul 28, 2016 · Cypress, Tx
Q•••••• A•••• M••••••••• I••• former
Mar 19, 2010 to Oct 1, 2015 · Minneapolis, Mn
S••••••• F•••••••• S•••••••• I••• former
Jun 2, 1993 to Mar 24, 2010 · Cypress, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••• W••••• S••••••••
left Feb 18, 2025, registered Jul 10, 2025 (142 days) · Affiliated broker-dealer or bank to a state-registered adviser
C••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 6, 2024, registered Feb 1, 2024 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
Q•••••• A•••• M••••••••• I••• to C••••• A••••••• L••
left Jan 10, 2019, registered Jan 10, 2019 (0 days) · Affiliated broker-dealer or bank to another
F••••••••• I••••••••• A••••••• L•• to Q•••••• A•••• M••••••••• I•••
left Jul 28, 2016, registered Jul 20, 2016 (-8 days) · Other
Q•••••• A•••• M••••••••• I••• to F••••••••• I••••••••• A••••••• L••
left Oct 1, 2015, registered Sep 25, 2015 (-6 days) · Other
S••••••• F•••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••
left Mar 24, 2010, registered Mar 19, 2010 (-5 days) · Other

Signals

D•••••• W•••••• A•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for C••••• W••••• S•••••••• (registered 2025-07-10)
Feb 18, 2025 · Advisor changed firm · fact
D•••••• W•••••• A•••••• left C••••• A••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-02-01)
Feb 6, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address