DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

T•••• R• H•••••

R•••••• J•••• • A••••••••• I•••national BDFort Lauderdale, Fldual registrantIAPD 2208117

Feed of 09/14/2026

Also filed as Rodrigues H•••••

At current firm

1 y

since Sep 27, 2024

In the industry

34 y

since Mar 11, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Sep 27, 2024 · Fort Lauderdale, Fl
M••••• S•••••• wirehouse
Mar 9, 2016 to Oct 4, 2024 · Miami, Fl
C••••• S••••• S••••••••• •••• L•• former
Apr 27, 2015 to Mar 29, 2016 · Miami, Fl
W•••• F•••• A••••••• wirehouse
Jul 1, 2003 to Apr 28, 2004 · Miami, Fl
P••••••••• E••••• G••••• L•• unclassified
Sep 26, 2001 to Jul 1, 2003 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
left Oct 4, 2024, registered Sep 27, 2024 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C••••• S••••• S••••••••• •••• L•• to M••••• S••••••
left Mar 29, 2016, registered Mar 9, 2016 (-20 days) · Other · moved with a team
W•••• F•••• A••••••• to C••••• S••••• S••••••••• •••• L••
left Apr 28, 2004, registered Apr 27, 2015 (4016 days) · Other
P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

T•••• R• H••••• left M••••• S•••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-09-27)
Oct 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address