DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Anne Marie Hasbrook

The Ameriflex GroupBD affiliatedSacramento, Ca dual registrantIAPD 2209926

Feed of 09/15/2026

Also filed as Anne Hasbrook Smith

At current firm

0 y

since Jul 13, 2026

In the industry

34 y

since Jun 18, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

The Ameriflex Group BD affiliated current
since Jul 13, 2026 · Sacramento, Ca
Cetera Investment Advisers LLC BD affiliated
Jun 29, 2023 to Jul 15, 2026 · Rancho Cordova, Ca
Cetera Advisor Networks LLC former
Apr 25, 2017 to Jun 29, 2023 · Sacramento, Ca
Cetera Advisors LLC former
Oct 3, 2016 to Apr 25, 2017 · Sacramento, Ca
Investors Capital Advisory former
Jan 10, 2005 to Oct 3, 2016 · Lynnfield, Ma
Eastern Point Advisors Inc. unclassified
Apr 7, 2003 to Dec 31, 2004 · Sacremento, Ca

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to The Ameriflex Group
left Jul 15, 2026, registered Jul 13, 2026 (-2 days) · Affiliated broker-dealer or bank to another
Cetera Advisor Networks LLC to Cetera Investment Advisers LLC
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
Cetera Advisors LLC to Cetera Advisor Networks LLC
left Apr 25, 2017, registered Apr 25, 2017 (0 days) · channel change inside one enterprise, not a move
Investors Capital Advisory to Cetera Advisors LLC
left Oct 3, 2016, registered Oct 3, 2016 (0 days) · channel change inside one enterprise, not a move · moved with a team
Eastern Point Advisors Inc. to Investors Capital Advisory
left Dec 31, 2004, registered Jan 10, 2005 (10 days) · corporate re-registration, not a move

Signals

Anne Marie Hasbrook left Cetera Investment Advisers Llc for The Ameriflex Group (registered 2026-07-13)
Jul 15, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address