RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• C•••••• S•••••••
- B•• P•••• F••••••••• L•• state registered currentsince Apr 5, 2010 · Bedford, Nh
- T•••• A•••••••• L•• formerJan 28, 2010 to Aug 13, 2010 · Atlanta, Ga
- I••••••••• A••••••• G•••• C••• formerSep 27, 2004 to Nov 3, 2006 · Bedford, Nh
- O•••• F•• I••• formerApr 27, 2001 to Jan 29, 2010 · Laconia, Nh
- T•••• A•••••••• L•• to B•• P•••• F••••••••• L••left Aug 13, 2010, registered Apr 5, 2010 (-130 days) · Other
- O•••• F•• I••• to I••••••••• A••••••• G•••• C•••left Jan 29, 2010, registered Sep 27, 2004 (-1950 days) · Other
- I••••••••• A••••••• G•••• C••• to T•••• A•••••••• L••left Nov 3, 2006, registered Jan 28, 2010 (1182 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address