DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Steven Charles Lynch

Steward Partners Investment Advisory, LLCBD affiliatedStamford, Ct dual registrantIAPD 2214022

Feed of 09/15/2026

At current firm

3 y

since Oct 20, 2022

In the industry

30 y

since Jun 24, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Steward Partners Investment Advisory, LLC BD affiliated current
since Oct 20, 2022 · Stamford, Ct
Raymond James & Associates, Inc. national BD
Aug 4, 2022 to Aug 29, 2022 · Timonium, Md
Steward Partners Investment Advisory, LLC BD affiliated
Apr 6, 2017 to Jul 11, 2022 · Bethesda, Md
Wells Fargo Advisors wirehouse
Nov 13, 2009 to Nov 29, 2016 · Washington, Dc
UBS Financial Services Inc. wirehouse
May 19, 2006 to Nov 19, 2009 · Bethesda, Md
Citigroup Global Markets Inc. BD affiliated
Feb 21, 2006 to May 15, 2006 · New York, Ny
Legg Mason Wood Walker, Incorporated unclassified
Aug 4, 2005 to Feb 21, 2006 · Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

Raymond James & Associates, Inc. to Steward Partners Investment Advisory, LLC
left Aug 29, 2022, registered Oct 20, 2022 (52 days) · Affiliated broker-dealer or bank to another
Steward Partners Investment Advisory, LLC to Raymond James & Associates, Inc.
left Jul 11, 2022, registered Aug 4, 2022 (24 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Steward Partners Investment Advisory, LLC
left Nov 29, 2016, registered Apr 6, 2017 (128 days) · Other
UBS Financial Services Inc. to Wells Fargo Advisors
left Nov 19, 2009, registered Nov 13, 2009 (-6 days) · Wirehouse to wirehouse
Citigroup Global Markets Inc. to UBS Financial Services Inc.
left May 15, 2006, registered May 19, 2006 (4 days) · Other
Legg Mason Wood Walker, Incorporated to Citigroup Global Markets Inc.
left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move

Signals

Steven Charles Lynch left Raymond James & Associates, Inc. for Steward Partners Investment Advisory, Llc (registered 2022-10-20)
Aug 29, 2022 · Advisor changed firm · fact
Steven Charles Lynch left Steward Partners Investment Advisory, Llc for Raymond James & Associates, Inc. (registered 2022-08-04)
Jul 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address