RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- G•••• L•••• A•••••••• L•• other currentsince Jan 9, 2026 · Chicago, Il
- G•••• L•••• A•••••••• L•• otherAug 5, 2015 to Dec 31, 2025 · Chicago, Il
- W••••••• I••••••••• formerAug 5, 2015 to Jan 28, 2025 · Chicago, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 5, 2013 to Jun 17, 2014 · Marlton, Nj
- T• A••••••••• I••• formerMar 5, 2013 to Jun 17, 2014 · Marlton, Nj
- C•••••• A••••••• L•• asset managerFeb 8, 2013 to Feb 20, 2013 · Naperville, Il
- C•••••• W••••• M••••••••• L•• independent RIAApr 20, 2009 to Feb 8, 2013 · Naperville, Il
- C•••••• A••••••• L•• asset managerJul 30, 2002 to Nov 20, 2007 · Naperville, Il
- W••••••• I••••••••• to G•••• L•••• A•••••••• L••left Jan 28, 2025, registered Aug 5, 2015 (-3464 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to W••••••• I•••••••••left Jun 17, 2014, registered Aug 5, 2015 (414 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jun 17, 2014, registered Mar 5, 2013 (-469 days) · channel change inside one enterprise, not a move
- C•••••• A••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Feb 20, 2013, registered Mar 5, 2013 (13 days) · Other
- C•••••• W••••• M••••••••• L•• to C•••••• A••••••• L••left Feb 8, 2013, registered Feb 8, 2013 (0 days) · Other
- C•••••• A••••••• L•• to C•••••• W••••• M••••••••• L••left Nov 20, 2007, registered Apr 20, 2009 (517 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address