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RIA Intelligence
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Registered advisor
R•••••• P•••••• H••••••••
Feed of 09/14/2026
At current firm
7 y
since Jul 19, 2019
In the industry
34 y
since Mar 31, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 19, 2019 · Oakland, Ca
- W•••• F•••• A••••••• wirehouseMar 18, 2013 to Jul 22, 2019 · San Francisco, Ca
- R••••• W• B•••• • C•• I••••••••• mixed wealthSep 30, 2011 to Apr 1, 2013 · Mill Valley, Ca
- C••••• S••••• S••••••••• •••• L•• formerJan 12, 2009 to Oct 26, 2011 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Jul 22, 2019, registered Jul 19, 2019 (-3 days) · Wirehouse to wirehouse · moved with a team
- R••••• W• B•••• • C•• I••••••••• to W•••• F•••• A•••••••left Apr 1, 2013, registered Mar 18, 2013 (-14 days) · Other
- C••••• S••••• S••••••••• •••• L•• to R••••• W• B•••• • C•• I•••••••••left Oct 26, 2011, registered Sep 30, 2011 (-26 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address