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Registered advisor
C•••• R• C•••••
Feed of 09/14/2026
Also filed as C•••• C•••••
At current firm
3 y
since Jun 29, 2023
In the industry
34 y
since Jun 12, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Lakewood, Co
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 26, 2015 to Jun 9, 2021 · Denver, Co
- P•• M•••••• A•••••• S••••••••• I••• formerFeb 23, 2015 to Apr 6, 2015 · Denver, Co
- B••••••• I••••••••• S•••••••• I••• ••••• formerAug 12, 2006 to Jan 21, 2015 · Denver, Co
- I••••• F•••••••• C••••••••• formerJul 14, 2003 to Aug 12, 2006 · Centennial, Co
- W•••• F•••• I••••••••• L•• unclassifiedApr 11, 2003 to Jul 10, 2003 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- P•• M•••••• A•••••• S••••••••• I••• to V••• F•••••••• A•••••••• I•••left Apr 6, 2015, registered Oct 26, 2015 (203 days) · Other
- B••••••• I••••••••• S•••••••• I••• ••••• to P•• M•••••• A•••••• S••••••••• I•••left Jan 21, 2015, registered Feb 23, 2015 (33 days) · Other
- I••••• F•••••••• C••••••••• to B••••••• I••••••••• S•••••••• I••• •••••left Aug 12, 2006, registered Aug 12, 2006 (0 days) · Other
- W•••• F•••• I••••••••• L•• to I••••• F•••••••• C•••••••••left Jul 10, 2003, registered Jul 14, 2003 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address