DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Chip Mang
At current firm
6 y
since May 6, 2020
In the industry
21 y
since Oct 1, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Captrust institutional currentsince May 6, 2020 · Chesterton, In
- First Allied Advisory Services, Inc. formerJan 3, 2007 to Oct 24, 2013 · Chesterfield, Mo
- Lakeside Wealth Management Group, LLC formerJun 2, 2006 to Jun 30, 2020 · Chesterton, In
- Ffp Advisory Services Inc unclassifiedJan 3, 2005 to Jan 3, 2007 · Chesterton, In
Moves
a registration end followed by a registration begin elsewhere
- Lakeside Wealth Management Group, LLC to First Allied Advisory Services, Inc.left Jun 30, 2020, registered Jan 3, 2007 (-4927 days) · Other · moved with a team
- First Allied Advisory Services, Inc. to Captrustleft Oct 24, 2013, registered May 6, 2020 (2386 days) · Other
- Ffp Advisory Services Inc to Lakeside Wealth Management Group, LLCleft Jan 3, 2007, registered Jun 2, 2006 (-215 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address