RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• M•••••••••
- I• F•••••••• A••••••• S••••••• L•• independent RIA currentsince Jan 24, 2025 · Charlotte, Nc
- D•••••• independent RIAJun 8, 2011 to Dec 19, 2023 · Phoenix, Az
- S•••••• I••••••••• G••••• L•• formerJul 26, 2004 to Jun 1, 2010 · Mesa, Az
- C•• F•••••••• G••••• I••• formerMar 11, 2002 to Jun 11, 2002 · Phoenix, Az
- D•••••• to I• F•••••••• A••••••• S••••••• L••left Dec 19, 2023, registered Jan 24, 2025 (402 days) · RIA to affiliated broker-dealer or bank
- S•••••• I••••••••• G••••• L•• to D••••••left Jun 1, 2010, registered Jun 8, 2011 (372 days) · Other
- C•• F•••••••• G••••• I••• to S•••••• I••••••••• G••••• L••left Jun 11, 2002, registered Jul 26, 2004 (776 days) · Other
- C•••• M••••••••• left Dynamic for I• F•••••••• A••••••• S••••••• L•• (registered 2025-01-24)Dec 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address