DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Alan Fletcher
Certified Financial Planner
Feed of 09/14/2026
Also filed as Rick Fletcher
At current firm
5 y
since Oct 21, 2020
In the industry
31 y
since Jul 11, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Kelly Group independent RIA currentsince Oct 21, 2020 · Bel Air, Md
- Cambridge Investment Research Advisors, Inc. BD affiliatedAug 1, 2018 to Oct 21, 2020 · Bel Air, Md
- Edelman Financial Services, LLC formerNov 9, 2012 to Jun 5, 2018 · Towson, Md
- Strategic Advisers LLC national BDJun 12, 1998 to Oct 24, 2012 · Towson, Md
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to The Kelly Groupleft Oct 21, 2020, registered Oct 21, 2020 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Edelman Financial Services, LLC to Cambridge Investment Research Advisors, Inc.left Jun 5, 2018, registered Aug 1, 2018 (57 days) · Affiliated broker-dealer or bank to another
- Strategic Advisers LLC to Edelman Financial Services, LLCleft Oct 24, 2012, registered Nov 9, 2012 (16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address