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RIA Intelligence
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Registered advisor
R••••• E••••• A••••
Feed of 09/14/2026
At current firm
1 y
since Jan 14, 2025
In the industry
34 y
since Jul 27, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 14, 2025 · Salisbury, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 27, 2015 to Jan 15, 2025 · Salisbury, Nc
- W•••• F•••• A••••••• wirehouseJun 20, 2002 to May 27, 2015 · Salisbury, Nc
- W••••••• S••••••••• I••• unclassifiedJan 28, 2002 to Jun 20, 2002 · Greensboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••• I••••••••• A••••••• L••left Jan 15, 2025, registered Jan 14, 2025 (-1 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 27, 2015, registered May 27, 2015 (0 days) · Other · moved with a team
- W••••••• S••••••••• I••• to W•••• F•••• A•••••••left Jun 20, 2002, registered Jun 20, 2002 (0 days) · corporate re-registration, not a move
Signals
- R••••• E••••• A•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••• I••••••••• A••••••• L•• (registered 2025-01-14)Jan 15, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address