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RIA Intelligence
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Registered advisor
A••••• K••• T••••••
Feed of 09/14/2026
Also filed as A••••• K••• T••••••
At current firm
1 y
since Mar 17, 2025
In the industry
34 y
since Jun 3, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K•••••• I••••••••• M••••••••• I••• independent RIA currentsince Mar 17, 2025 · Los Angeles, Ca
- V••••• A•••• M••••••••• independent RIANov 1, 2023 to Feb 1, 2024 · Durham, Nc
- H••••• I••••••••• M••••••••• L•• independent RIAFeb 1, 2013 to Sep 28, 2016 · Salt Lake City, Ut
- G••••• S••••••••• I••• formerJan 25, 2012 to Feb 1, 2013 · San Diego, Ca
- K•• I••••••••• S••••••• L•• BD affiliatedFeb 17, 2009 to Feb 1, 2010 · West Jordan, Ut
- C•••••• S••••• • C••• I••• national BDAug 17, 2005 to Aug 14, 2006 · Sandy, Ut
Moves
a registration end followed by a registration begin elsewhere
- V••••• A•••• M••••••••• to K•••••• I••••••••• M••••••••• I•••left Feb 1, 2024, registered Mar 17, 2025 (410 days) · RIA to RIA
- H••••• I••••••••• M••••••••• L•• to V••••• A•••• M•••••••••left Sep 28, 2016, registered Nov 1, 2023 (2590 days) · Other
- G••••• S••••••••• I••• to H••••• I••••••••• M••••••••• L••left Feb 1, 2013, registered Feb 1, 2013 (0 days) · Other
- K•• I••••••••• S••••••• L•• to G••••• S••••••••• I•••left Feb 1, 2010, registered Jan 25, 2012 (723 days) · Other
- C•••••• S••••• • C••• I••• to K•• I••••••••• S••••••• L••left Aug 14, 2006, registered Feb 17, 2009 (918 days) · Other
Signals
- A••••• K••• T•••••• left V••••• A•••• M••••••••• for K•••••• I••••••••• M••••••••• I••• (registered 2025-03-17)Feb 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address