DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Edward Dennis Griffin
Feed of 09/14/2026
Also filed as Ed Griffin
At current firm
10 y
since Mar 22, 2016
In the industry
34 y
since May 26, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B.O.S.S. Retirement Advisors, LLC independent RIA currentsince Mar 22, 2016 · Lehi, Ut
- Cetera Advisor Networks LLC formerNov 8, 2011 to Apr 5, 2016 · Draper, Ut
- Planmember Securities Corporation independent RIAApr 22, 2008 to Nov 9, 2011 · Midvale, Ut
- LPL Financial LLC BD affiliatedMar 22, 2002 to Apr 21, 2008 · Midvale, Ut
Moves
a registration end followed by a registration begin elsewhere
- Cetera Advisor Networks LLC to B.O.S.S. Retirement Advisors, LLCleft Apr 5, 2016, registered Mar 22, 2016 (-14 days) · Other
- Planmember Securities Corporation to Cetera Advisor Networks LLCleft Nov 9, 2011, registered Nov 8, 2011 (-1 days) · Other
- LPL Financial LLC to Planmember Securities Corporationleft Apr 21, 2008, registered Apr 22, 2008 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address