DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

B.O.S.S. Retirement Advisors, LLC

Independent wealth managerLehi, UtahCRD 171143SEC 801-117974websiteIAPD
Latest filing Aug 13, 2026
First filing on the tape Dec 19, 2019 · 39 filings
SEC status approved since Jan 22, 2020
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$1.4B individuals and HNW
Advisors
45
registered through the firm on IAPD
RAUM per advisor
$30.7M
derived; firm RAUM over IAPD count
Employees
87
49 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$1.4B as of Aug 13, 2026
Feb 19, 2020$158M then
HNW client RAUM$217M as of Aug 13, 2026
Feb 19, 2020$13.4M then
State-registered IARs (5.B.3)49 as of Aug 13, 2026
Feb 19, 202020 then
Employees (5.A)87 as of Aug 13, 2026
Feb 19, 202020 then
Private funds: no history
RAUM +30% over the last fiscal year+33% a year over threeIARs 36 to 49offices 9 to 11
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RAUM per advisor
$30.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
110derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$120,736derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.9derivedItem 5.A over advisors
Advisors per office
3.8derived12 offices incl. principal (1.F.5)
RAUM growth, one year
+30%derivedbetween the last two annual amendments
Advisor growth, one year
+36%derivedItem 5.B.3 between annual amendments
Client growth, one year
-28%derived
Compensation
fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, selection of other advisersreportedItem 5.G
Financial planning clients
1,500reportedItem 5.H
Custody
$602M, 2,675 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$1.1B82%
  • High-net-worth individuals$217M16%
  • Pension and profit-sharing plans$15.4M1.1%
  • Corporations and businesses$10.5M0.8%
Individual clients
4,827reported
HNW clients
129reported
Pension plan clients
47reported
Charitable clients
n/areported
Accounts
11,452reported
Financial planning clients
1,500reported
Wrap fee programs
noreported
Custody of client assets
$602M for 2,675 clientsreported
Compensation
fixedreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
45 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Ryan ThackerLehi, UtNov 7, 201425 y0
Tyson Paul ThackerLehi, UtNov 7, 201432 y0
Charles A MaynesSoutu Jordan, Ut Feb 2, 201519 y0
Edward Dennis GriffinLehi, Ut Mar 22, 201634 y3
John Ryan BroughLehi, Ut Jan 19, 201726 y2
Ryan M LandvatterLehi, Ut Feb 27, 201718 y0
David WhitworthLehi, UtFeb 27, 201713 y0
Curtis Gardiner PackerLehi, UtMay 23, 201717 y0
Robert Nelson BrantleyLehi, UtNov 30, 201717 y1
Melanie Colleen TingeyLehi, UtApr 25, 201811 y0
Skyler Craig FredricksonCertified Financial PlannerSalt Lake City, Ut Oct 18, 201818 y4
Zachary Brett MortensenSouth Jordon, Ut Feb 15, 201910 y0
Adam Michael LallasLehi, UtFeb 15, 201912 y0
Brady Jake FullerCertified Financial PlannerOgden, Ut Mar 20, 201915 y5
Tyler David HubandGilbert, AzJul 6, 202014 y0
Dennis W LarsonLehi, Ut Jan 25, 202127 y1
Karla Glover ChurchLehi, UtJun 17, 202110 y0
Weston HuberSt. George, UtNov 30, 202110 y2
Scott M SwansonMeridian, Id Feb 3, 202215 y2
Austin Reed ThackerLehi, UtMay 25, 202219 y0
Julia Kathryn SteppanLehi, Ut Jun 27, 202213 y2
David James BoydCertified Financial PlannerLehi, UtOct 7, 202210 y1
Cameron Travis RankinLehi, UtMar 13, 202310 y0
Landry LeachLehi, UtOct 4, 202314 y3
Shay Nicole NelsonLehi, UtNov 15, 202315 y0
Spencer Leon FelkinsLehi, UtJan 17, 202416 y0
Kelly Lisa HoltmanOgden, Ut Feb 27, 202419 y4
Nathan Scott VoughtLehi, UtMar 13, 202411 y2
John Stephan GehrkeProvo, Ut Apr 8, 202412 y2
Garrett C WozniakLehi, Ut Jun 18, 202410 y3
Lisa Keleigh GeorgeLehi, Ut Jul 5, 202415 y0
Adam David MortensenLehi, UtSep 4, 202411 y0
Jason Patrick WeaverCertified Financial PlannerMeridian, Id Sep 9, 202423 y3
Brent Richard DewsnupLehi, UtOct 23, 202424 y0
Rachael ScottLehi, Ut Jan 21, 202511 y0
Jonathan AlbrethsenLehi, UtFeb 7, 202510 y1
Christopher Joel DolanCertified Financial PlannerLehi, UtMar 27, 202520 y4
Drake PuzeyLehi, Ut Jun 25, 202510 y0
Tyler Reed SnowLehi, UtJul 17, 202510 y2
Michael Ronald FortinLehi, Ut Nov 21, 202515 y3
All 45 advisors at B.O.S.S. Retirement Advisors, LLC
Advisor movement
9 left, 4 joined in 12 months
net -5 in 12 months5 left in 90 days2 joined in 90 daysdeparture rate 20% of current headcount12 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Jonathan Blank · Chief Marketing Officercontrol
    since 04/2024 · owns less than 5%
  • Richard Brent Dewsnup · Chief Operating Officercontrol
    since 07/2023 · owns less than 5%
  • Landry Leach · Chief Revenue Officercontrol
    since 09/2023 · owns less than 5%
  • Gardiner Curtis Packer · Ccocontrol
    since 01/2020 · owns less than 5%
  • Ryan Thacker · Co-Foundercontrol
    since 05/2008 · owns 50% to 75%
  • Paul Tyson Thacker · Co-Foundercontrol
    since 05/2008 · owns 50% to 75%
  • Ryan Jeffrey Morton · Chief Marketing Officer
    since 02/2025 · owns less than 5%
Related persons
Schedule D 7.A
  • B.O.S.S Retirement Solutions
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Lehi, Ut · principal43631
Meridian, Id400
Ogden, Ut301
Salt Lake City, Ut200
South Jordan, Ut201
Kirkland, Wa203
Provo, Ut101
Offices
Schedule D 1.F, the 25 largest
  • South Jordan, UT6 employees
  • Provo, UT5 employees
  • Kirkland, WA5 employees
  • Meridian, ID4 employees
  • Ogden, UT3 employees
  • Bountiful, UT3 employees
  • Salt Lake City, UT3 employees
  • West Valley City, UT2 employees
  • Bothell, WA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Aug 13, 2026
    Blank, Jonathan (CHIEF MARKETING OFFICER) left Schedule A between the filings of 2024-06-17 and 2026-08-13
    peers: independent wealth managers, $1B to $5B (1,360)
  • clients down average size upCombination · filing Apr 29, 2026
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $1,060,864,881 to $1,382,665,452, advisors 36 to 49, private clients 6850 to 4956, offices 9 to 11 (2025-02-25 to 2026-04-29)
    peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
  • Other offices · 10 to 11
    Feb 10, 2026 to Apr 29, 2026
  • Accounts · 11,886 to 11,452
    Dec 11, 2025 to Feb 10, 2026
  • Advisory employees · 41 to 49
    Dec 11, 2025 to Feb 10, 2026
  • Corporate clients · unset to 10.0
    Dec 11, 2025 to Feb 10, 2026
  • HNW clients · 84 to 129
    Dec 11, 2025 to Feb 10, 2026
  • Individual clients · 6,766 to 4,827
    Dec 11, 2025 to Feb 10, 2026
  • Pension plan clients · unset to 47.0
    Dec 11, 2025 to Feb 10, 2026
  • Assets in custody · $545M to $602M
    Dec 11, 2025 to Feb 10, 2026
  • Employees · 65 to 87
    Dec 11, 2025 to Feb 10, 2026
  • State-registered IARs · 36 to 49
    Dec 11, 2025 to Feb 10, 2026
  • Discretionary RAUM · $1.1B to $1.4B
    Dec 11, 2025 to Feb 10, 2026
  • HNW RAUM · $142M to $217M
    Dec 11, 2025 to Feb 10, 2026
  • Individual RAUM · $896M to $1.1B
    Dec 11, 2025 to Feb 10, 2026
  • Pension RAUM · $12.9M to $15.4M
    Dec 11, 2025 to Feb 10, 2026
  • RAUM · $1.1B to $1.4B
    Dec 11, 2025 to Feb 10, 2026
  • Other offices · 9 to 10
    Jul 3, 2025 to Oct 7, 2025
  • Financial planning clients · More than 500 to More than 500
    Jun 11, 2025 to Jul 3, 2025
  • Accounts · 6,227 to 11,886
    Nov 20, 2024 to Feb 25, 2025
  • Advisory employees · 36 to 41
    Nov 20, 2024 to Feb 25, 2025
  • HNW clients · 182 to 84
    Nov 20, 2024 to Feb 25, 2025
  • Individual clients · 6,045 to 6,766
    Nov 20, 2024 to Feb 25, 2025
  • Assets in custody · $7.0M to $545M
    Nov 20, 2024 to Feb 25, 2025
  • Employees · 61 to 65
    Nov 20, 2024 to Feb 25, 2025
  • Discretionary RAUM · $764M to $1.1B
    Nov 20, 2024 to Feb 25, 2025
  • HNW RAUM · $292M to $142M
    Nov 20, 2024 to Feb 25, 2025
  • Individual RAUM · $472M to $896M
    Nov 20, 2024 to Feb 25, 2025
  • Pension RAUM · unset to 12927219.0
    Nov 20, 2024 to Feb 25, 2025
  • RAUM · $764M to $1.1B
    Nov 20, 2024 to Feb 25, 2025
  • Other offices · 8 to 9
    Jul 4, 2024 to Aug 8, 2024
  • Accounts · 8,405 to 6,227
    Nov 14, 2023 to Feb 27, 2024
  • Advisory employees · 30 to 36
    Nov 14, 2023 to Feb 27, 2024
  • HNW clients · 50 to 182
    Nov 14, 2023 to Feb 27, 2024
  • Individual clients · 4,300 to 6,045
    Nov 14, 2023 to Feb 27, 2024
  • Assets in custody · $5.8M to $7.0M
    Nov 14, 2023 to Feb 27, 2024
  • Employees · 50 to 61
    Nov 14, 2023 to Feb 27, 2024
  • State-registered IARs · 18 to 36
    Nov 14, 2023 to Feb 27, 2024
  • Discretionary RAUM · $588M to $764M
    Nov 14, 2023 to Feb 27, 2024
  • HNW RAUM · $58.0M to $292M
    Nov 14, 2023 to Feb 27, 2024
  • Individual RAUM · $530M to $472M
    Nov 14, 2023 to Feb 27, 2024
  • RAUM · $588M to $764M
    Nov 14, 2023 to Feb 27, 2024
Signals
31 dated events
  • Cassidy Ann O'Brien left B.O.S.S. Retirement Advisors, Llc for Rfg Advisory, Llc (registered 2026-08-25)
    Sep 8, 2026 · Advisor changed firm · fact
  • Dylan Mark Wathen left B.O.S.S. Retirement Advisors, Llc for Rfg Advisory, Llc (registered 2026-08-20)
    Sep 8, 2026 · Advisor changed firm · fact
  • 4 advisors left B.O.S.S. Retirement Advisors, LLC (Lehi, UT) for Rfg Advisory, LLC on the same day
    Sep 8, 2026 · Team lift-out · derived
  • Brian Ward left B.O.S.S. Retirement Advisors, Llc for Rfg Advisory, Llc (registered 2026-08-07)
    Sep 8, 2026 · Advisor changed firm · fact
  • Brandon Philip Olson left B.O.S.S. Retirement Advisors, Llc for Rfg Advisory, Llc (registered 2026-08-07)
    Sep 8, 2026 · Advisor changed firm · fact
  • Jordan Reed Brown left B.O.S.S. Retirement Advisors, Llc for Capita Financial Network, Llc (registered 2026-07-08)
    Jul 8, 2026 · Advisor changed firm · fact
  • Gavin Bullock left B.O.S.S. Retirement Advisors, Llc for Trajan Wealth, L.L.C. (registered 2026-07-14)
    Jun 1, 2026 · Advisor changed firm · fact
  • B.O.S.S. Retirement Advisors, Llc reported RAUM $1.4B, up 30% from $1.1B (2025-12-11 to 2026-02-10)
    Feb 10, 2026 · RAUM change · derived
  • B.O.S.S. Retirement Advisors, Llc reported 49 state-registered advisory representatives, up from 36 (2025-12-11 to 2026-02-10)
    Feb 10, 2026 · Advisor headcount change · derived
  • Michael Thomas Zarlengo left B.O.S.S. Retirement Advisors, Llc for Advice And Planning Services (registered 2025-11-11)
    Oct 6, 2025 · Advisor changed firm · fact
  • Craig Bennett Roth left B.O.S.S. Retirement Advisors, Llc for Foundations Investment Advisors Llc (registered 2025-10-22)
    Oct 6, 2025 · Advisor changed firm · fact
  • Hanxu Qin left B.O.S.S. Retirement Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-03-09)
    Oct 6, 2025 · Advisor changed firm · fact
  • Bailey Pope left B.O.S.S. Retirement Advisors, Llc for Sofi Wealth Llc (registered 2025-09-30)
    Sep 16, 2025 · Advisor changed firm · fact
  • Steve O'Flynn left B.O.S.S. Retirement Advisors, Llc for Foundations Investment Advisors Llc (registered 2025-08-08)
    May 7, 2025 · Advisor changed firm · fact
  • B.O.S.S. Retirement Advisors, Llc reported RAUM $1.1B, up 39% from $764.0M (2024-11-20 to 2025-02-25)
    Feb 25, 2025 · RAUM change · derived
  • Alicia Carinalli left B.O.S.S. Retirement Advisors, Llc for Axxcess Wealth Management, Llc (registered 2024-10-10)
    Oct 14, 2024 · Advisor changed firm · fact
  • Landry Leach (Chief Revenue Officer) appeared on Schedule A of B.O.S.S. Retirement Advisors, Llc
    Jun 17, 2024 · Control person joined · fact
  • Jonathan Blank (Chief Marketing Officer) appeared on Schedule A of B.O.S.S. Retirement Advisors, Llc
    Jun 17, 2024 · Control person joined · fact
  • Richard Brent Dewsnup (Chief Operating Officer) appeared on Schedule A of B.O.S.S. Retirement Advisors, Llc
    Jun 17, 2024 · Control person joined · fact
  • B.O.S.S. Retirement Advisors, Llc reported 36 state-registered advisory representatives, up from 18 (2023-11-14 to 2024-02-27)
    Feb 27, 2024 · Advisor headcount change · derived
  • B.O.S.S. Retirement Advisors, Llc reported RAUM $764.0M, up 30% from $588.0M (2023-11-14 to 2024-02-27)
    Feb 27, 2024 · RAUM change · derived
  • Tobias Shiner left B.O.S.S. Retirement Advisors, Llc for U.S. Bancorp Investments, Inc. (registered 2023-08-21)
    Jul 12, 2023 · Advisor changed firm · fact
  • Abraham Samaniego Perez left B.O.S.S. Retirement Advisors, Llc for Creativeone Wealth, Llc (registered 2023-06-27)
    Jun 28, 2023 · Advisor changed firm · fact
  • Joseph Albert Kent left B.O.S.S. Retirement Advisors, Llc for Capita Financial Network, Llc (registered 2023-03-14)
    Mar 14, 2023 · Advisor changed firm · fact
  • B.O.S.S. Retirement Advisors, Llc reported RAUM $588.0M, up 36% from $433.9M (2022-12-09 to 2023-02-01)
    Feb 1, 2023 · RAUM change · derived
  • 2 advisors left AE Wealth Management, LLC (Bothell, WA) for B.O.S.S. Retirement Advisors, LLC on the same day
    Oct 4, 2022 · Team lift-out · derived
  • B.O.S.S. Retirement Advisors, Llc reported RAUM $407.7M, up 47% from $276.7M (2021-07-21 to 2021-10-13)
    Oct 13, 2021 · RAUM change · derived
  • B.O.S.S. Retirement Advisors, Llc reported RAUM $276.7M, up 75% from $158.5M (2020-12-04 to 2021-01-30)
    Jan 30, 2021 · RAUM change · derived
  • A Charles Maynes (Cco) no longer on Schedule A of B.O.S.S. Retirement Advisors, Llc (listed 2020-01-09, absent 2020-02-19)
    Feb 19, 2020 · Control person left · inference
  • Gardiner Curtis Packer (Cco) appeared on Schedule A of B.O.S.S. Retirement Advisors, Llc
    Feb 19, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/b-o-s-s-retirement-solutionsreportedpublic record, Form ADV, Sep 17, 2026
Website
bossretirementquiz.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
801-990-5055reportedpublic record, Form ADV, Aug 13, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$30.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026