RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• J•••••• P•••••••
- G••••• • G••• W••••• M••••••••• independent RIA currentsince Sep 14, 2025 · Chandler, Az
- E••••• J•••• national BDJul 14, 2023 to Aug 29, 2025 · Mesa, Az
- C•••••• S••••• • C••• I••• national BDOct 27, 2006 to Jul 17, 2023 · Phoenix, Az
- E••••• J•••• to G••••• • G••• W••••• M•••••••••left Aug 29, 2025, registered Sep 14, 2025 (16 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• S••••• • C••• I••• to E••••• J••••left Jul 17, 2023, registered Jul 14, 2023 (-3 days) · Affiliated broker-dealer or bank to another
- E••• J•••••• P••••••• left E••••• J•••• for G••••• • G••• W••••• M••••••••• (registered 2025-09-14)Aug 29, 2025 · Advisor changed firm · fact
- E••• J•••••• P••••••• left C•••••• S••••• • C••• I••• for E••••• J•••• (registered 2023-07-14)Jul 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address