RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A••••• H•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Apr 27, 2018 · Philadelphia, Pa
- W•••• F•••• A••••••• wirehouseMar 28, 2016 to Apr 30, 2018 · Radnor, Pa
- C••••• S••••• S••••••••• •••• L•• formerSep 23, 2008 to Apr 12, 2016 · West Conshohocken, Pa
- L••••• B••••••• I••• unclassifiedSep 24, 2004 to Oct 9, 2008 · Philadelphia, Pa
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Apr 30, 2018, registered Apr 27, 2018 (-3 days) · Wirehouse to wirehouse · moved with a team
- C••••• S••••• S••••••••• •••• L•• to W•••• F•••• A•••••••left Apr 12, 2016, registered Mar 28, 2016 (-15 days) · Other · moved with a team
- L••••• B••••••• I••• to C••••• S••••• S••••••••• •••• L••left Oct 9, 2008, registered Sep 23, 2008 (-16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address