RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• G• N•••••
- S••••••• W••••• M••••••••• independent RIA currentsince Apr 10, 2026 · Pleasant Grove, Ut
- S•• I••••••••• A•••••••• I••• formerJul 17, 2023 to Mar 7, 2024 · St George, Ut
- G••••• V••• C•••••• M••••••••• L•• independent RIAFeb 16, 2023 to Jul 18, 2023 · Waukesha, Wi
- B••••••••• C•••••• M••••••••• L•• independent RIAJun 18, 2020 to Feb 15, 2023 · Wheaton, Il
- S•• I••••••••• A•••••••• I••• to S••••••• W••••• M•••••••••left Mar 7, 2024, registered Apr 10, 2026 (764 days) · Affiliated broker-dealer or bank to independent RIA
- G••••• V••• C•••••• M••••••••• L•• to S•• I••••••••• A•••••••• I•••left Jul 18, 2023, registered Jul 17, 2023 (-1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- B••••••••• C•••••• M••••••••• L•• to G••••• V••• C•••••• M••••••••• L••left Feb 15, 2023, registered Feb 16, 2023 (1 days) · RIA to RIA
- G•••••• G• N••••• left S•• I••••••••• A•••••••• I••• for S••••••• W••••• M••••••••• (registered 2026-04-10)Mar 7, 2024 · Advisor changed firm · fact
- G•••••• G• N••••• left G••••• V••• C•••••• M••••••••• L•• for S•• I••••••••• A•••••••• I••• (registered 2023-07-17)Jul 18, 2023 · Advisor changed firm · fact
- G•••••• G• N••••• left B••••••••• C•••••• M••••••••• L•• for G••••• V••• C•••••• M••••••••• L•• (registered 2023-02-16)Feb 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address