DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• A• S•••••••

M••••• S••••••wirehouseStamford, Ctdual registrantIAPD 2250019

Feed of 09/14/2026

Also filed as Kathryn Reynard Agnew

At current firm

4 y

since Jul 18, 2022

In the industry

34 y

since Jun 23, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Jul 18, 2022 · Stamford, Ct
C••••• A•••••• N••••••• L•• former
Jun 9, 2021 to Jul 1, 2022 · Manchester Center, Vt
V••• F•••••••• A•••••••• I••• BD affiliated
Mar 23, 2021 to Jun 9, 2021 · Manchester Center, Vt
M••••• S•••••• wirehouse
Jan 14, 2021 to Mar 1, 2021 · Stamford, Ct

Moves

a registration end followed by a registration begin elsewhere

C••••• A•••••• N••••••• L•• to M••••• S••••••
left Jul 1, 2022, registered Jul 18, 2022 (17 days) · Affiliated broker-dealer or bank to wirehouse
V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••
left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
M••••• S•••••• to V••• F•••••••• A•••••••• I•••
left Mar 1, 2021, registered Mar 23, 2021 (22 days) · Wirehouse to affiliated broker-dealer or bank

Signals

K•••••• A• S••••••• left C••••• A•••••• N••••••• L•• for M••••• S•••••• (registered 2022-07-18)
Jul 1, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address