DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• F•••••

W•••• F•••• A•••••••wirehouseMclean, Va dual registrantIAPD 2252560

Feed of 09/14/2026

Also filed as Mike F•••••

At current firm

2 y

since Sep 6, 2024

In the industry

34 y

since Sep 4, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Sep 6, 2024 · South Riding, Va
C•••••••• G••••• M•••••• I••• BD affiliated
Nov 20, 2017 to Sep 11, 2024 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 19, 2017 to Nov 16, 2017 · Vienna, Va
J•••••• C•••••• M••••••••• L•• unclassified
Aug 21, 2013 to Dec 31, 2014 · Falls Church, Va
M••••• S•••••• wirehouse
Mar 31, 2010 to Jun 28, 2011 · Washington, Dc
W•••••• • R••• former
Jun 22, 2009 to Apr 8, 2010 · Vienna, Va
C••••••••• P•••••••• L•• unclassified
Aug 26, 2003 to Feb 12, 2008 · Vienna, Va

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Sep 11, 2024, registered Sep 6, 2024 (-5 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Nov 16, 2017, registered Nov 20, 2017 (4 days) · Other
J•••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 31, 2014, registered Jul 19, 2017 (931 days) · Other
M••••• S•••••• to J•••••• C•••••• M••••••••• L••
left Jun 28, 2011, registered Aug 21, 2013 (785 days) · Other
W•••••• • R••• to M••••• S••••••
left Apr 8, 2010, registered Mar 31, 2010 (-8 days) · Other
C••••••••• P•••••••• L•• to W•••••• • R•••
left Feb 12, 2008, registered Jun 22, 2009 (496 days) · Other

Signals

M•••••• F••••• left C•••••••• G••••• M•••••• I••• for W•••• F•••• A••••••• (registered 2024-09-06)
Sep 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address