DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David James Lesko

LPL Enterprise, LLCBD affiliatedMiami, Fldual registrantIAPD 2254373

Feed of 09/14/2026

Also filed as David Lesko

At current firm

1 y

since Nov 14, 2024

In the industry

24 y

since Jun 28, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Nov 14, 2024 · Miami, Fl
Pruco Securities, LLC no RAUM
Jun 24, 2024 to Nov 14, 2024 · Boca Raton, Fl
Stoever Glass Wealth Management, Inc. former
May 1, 2023 to Jun 24, 2024 · Boca Raton, Fl
Stoever Glass Wealth Management, Inc. former
Aug 25, 2016 to Jun 24, 2021 · Boca Raton, Fl
Gms Group other
Jul 29, 2010 to Jun 13, 2016 · Miami, Fl
Nfsg Corporation BD affiliated
May 29, 2008 to Aug 27, 2008 · Boca Raton, Fl
Raymond James & Associates, Inc. national BD
Apr 16, 2007 to May 29, 2008 · Palm Beach Gardens, Fl
Ameriprise Advisor Services, Inc. unclassified
Mar 10, 2006 to Jan 4, 2007 · Palm Beach Gardens, Fl
J. B. Hanauer & Co. unclassified
Jun 16, 2003 to Feb 14, 2006 · West Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

Pruco Securities, LLC to LPL Enterprise, LLC
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
Stoever Glass Wealth Management, Inc. to Pruco Securities, LLC
left Jun 24, 2024, registered Jun 24, 2024 (0 days) · RIA to affiliated broker-dealer or bank
Gms Group to Stoever Glass Wealth Management, Inc.
left Jun 13, 2016, registered Aug 25, 2016 (73 days) · Other
Nfsg Corporation to Gms Group
left Aug 27, 2008, registered Jul 29, 2010 (701 days) · Other
Raymond James & Associates, Inc. to Nfsg Corporation
left May 29, 2008, registered May 29, 2008 (0 days) · Other
Ameriprise Advisor Services, Inc. to Raymond James & Associates, Inc.
left Jan 4, 2007, registered Apr 16, 2007 (102 days) · Other
J. B. Hanauer & Co. to Ameriprise Advisor Services, Inc.
left Feb 14, 2006, registered Mar 10, 2006 (24 days) · Other

Signals

David James Lesko left Stoever Glass Wealth Management, Inc. for Pruco Securities, Llc (registered 2024-06-24)
Jun 24, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address