DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Stoever Glass Wealth Management, Inc.

Former SEC-registered adviserNew York, New YorkCRD 173091SEC 801-107810websiteIAPD
Latest filing Nov 14, 2024
First filing on the tape May 4, 2016 · 43 filings
SEC status approved since Jun 3, 2016
RAUM
$248M
reported, Item 5.F
Discretionary
38%
of RAUM
Private clients
98%
$242M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$248M as of Aug 25, 2024
Aug 31, 2016$13.0M then
HNW client RAUM$226M as of Aug 25, 2024
Aug 28, 2018$35.2M then
State-registered IARs (5.B.3)7 as of Aug 25, 2024
Aug 31, 20165 then
Employees (5.A)8 as of Aug 25, 2024
Aug 31, 20166 then
Private funds: no history
RAUM +2.0% over the last fiscal year+2.0% a year over threeIARs 10 to 7
Practice profile
derived from the filing of Nov 14, 2024; every figure names its basis
RAUM per advisor
$35.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
66derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$310,235derivedRAUM over accounts (5.F.2.f)
Discretionary
38%derivedof RAUM
Institutional
0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
3.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+2.0%derivedbetween the last two annual amendments
Advisor growth, one year
-30%derivedItem 5.B.3 between annual amendments
Client growth, one year
+22%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$226M91%
  • Individuals$15.9M6.4%
  • Corporations and businesses$3.9M1.6%
  • Pension and profit-sharing plans$1.7M0.7%
  • Charitable organizations$49,5230.0%
Individual clients
307reported
HNW clients
152reported
Pension plan clients
2reported
Charitable clients
1reported
Accounts
799reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Jude Russel Stoever · Directorcontrol
      since 12/2021 · owns less than 5%
    • Jude Russel Stoever · Directorcontrol
      since 08/2014 · owns F of Stoever Glass Holding Company, Inc.
    • Charles Steven Sapirstein · Treasurer/Chief Compliance Officer
      since 07/2019 · owns less than 5%
    Entity owners
    • Stoever Glass Holding Company, Inc. · Shareholder
      direct · owns 75% or more
    • Estate Of Frederick Stoever · Estate
      indirect · owns 50% to 75% of Stoever Glass Holding Company, Inc.
    • Estate Of Roland Stoever · Estate
      indirect · owns 25% to 50% of Stoever Glass Holding Company, Inc.
    Related persons
    Schedule D 7.A
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Boca Raton, Fl000
    New York, Ny · principal000
    Offices
    Schedule D 1.F, the 25 largest
    • Boca Raton, FL6 employees
    What changed
    consecutive filings, newest first
    • Accounts · 748 to 799
      Aug 27, 2023 to Aug 25, 2024
    • BD registered reps · 8 to 5
      Aug 27, 2023 to Aug 25, 2024
    • Corporate clients · 3 to 5
      Aug 27, 2023 to Aug 25, 2024
    • Individual clients · 223 to 307
      Aug 27, 2023 to Aug 25, 2024
    • Employees · 11 to 8
      Aug 27, 2023 to Aug 25, 2024
    • State-registered IARs · 10 to 7
      Aug 27, 2023 to Aug 25, 2024
    • Discretionary RAUM · $74.6M to $93.1M
      Aug 27, 2023 to Aug 25, 2024
    • HNW RAUM · $228M to $226M
      Aug 27, 2023 to Aug 25, 2024
    • Individual RAUM · $13.9M to $15.9M
      Aug 27, 2023 to Aug 25, 2024
    • Non-discretionary RAUM · $168M to $155M
      Aug 27, 2023 to Aug 25, 2024
    • Pension RAUM · $1.2M to $1.7M
      Aug 27, 2023 to Aug 25, 2024
    • RAUM · $243M to $248M
      Aug 27, 2023 to Aug 25, 2024
    • Accounts · 699 to 748
      Apr 26, 2023 to Aug 27, 2023
    • BD registered reps · 7 to 8
      Apr 26, 2023 to Aug 27, 2023
    • Charity clients · unset to 1.0
      Apr 26, 2023 to Aug 27, 2023
    • Corporate clients · unset to 3.0
      Apr 26, 2023 to Aug 27, 2023
    • HNW clients · 166 to 152
      Apr 26, 2023 to Aug 27, 2023
    • Individual clients · 211 to 223
      Apr 26, 2023 to Aug 27, 2023
    • Financial planning clients · 0 to 1-10
      Apr 26, 2023 to Aug 27, 2023
    • State-registered IARs · 9 to 10
      Apr 26, 2023 to Aug 27, 2023
    • Discretionary RAUM · $61.9M to $74.6M
      Apr 26, 2023 to Aug 27, 2023
    • HNW RAUM · $192M to $228M
      Apr 26, 2023 to Aug 27, 2023
    • Individual RAUM · $12.7M to $13.9M
      Apr 26, 2023 to Aug 27, 2023
    • Non-discretionary RAUM · $142M to $168M
      Apr 26, 2023 to Aug 27, 2023
    • Pension RAUM · unset to 1156717.0
      Apr 26, 2023 to Aug 27, 2023
    • RAUM · $204M to $243M
      Apr 26, 2023 to Aug 27, 2023
    • Accounts · 646 to 699
      Sep 21, 2022 to Oct 22, 2022
    • Advisory employees · 8 to 7
      Sep 21, 2022 to Oct 22, 2022
    • BD registered reps · 9 to 7
      Sep 21, 2022 to Oct 22, 2022
    • Individual clients · 277 to 211
      Sep 21, 2022 to Oct 22, 2022
    • Employees · 12 to 11
      Sep 21, 2022 to Oct 22, 2022
    • Insurance-licensed employees · 1 to 0
      Sep 21, 2022 to Oct 22, 2022
    • State-registered IARs · 10 to 9
      Sep 21, 2022 to Oct 22, 2022
    • Discretionary RAUM · $78.0M to $61.9M
      Sep 21, 2022 to Oct 22, 2022
    • HNW RAUM · $200M to $192M
      Sep 21, 2022 to Oct 22, 2022
    • Individual RAUM · $16.5M to $12.7M
      Sep 21, 2022 to Oct 22, 2022
    • Non-discretionary RAUM · $139M to $142M
      Sep 21, 2022 to Oct 22, 2022
    • Pension RAUM · 586221.0 to unset
      Sep 21, 2022 to Oct 22, 2022
    • RAUM · $217M to $204M
      Sep 21, 2022 to Oct 22, 2022
    • Accounts · 669 to 646
      Jul 26, 2022 to Aug 28, 2022
    Signals
    16 dated events
    • Stoever Glass Wealth Management, Inc. no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $247.9M)
      Mar 6, 2025 · Left the SEC roster · derived
    • Lee Anne Foster left Stoever Glass Wealth Management, Inc. for Beacon Global Advisor Network, Llc (registered 2025-03-12)
      Feb 7, 2025 · Advisor changed firm · fact
    • Steven Charles Sapirstein left Stoever Glass Wealth Management, Inc. for Herbert J. Sims Capital Management, Inc. (registered 2025-02-11)
      Feb 7, 2025 · Advisor changed firm · fact
    • Russell Jude Stoever left Stoever Glass Wealth Management, Inc. for Crews & Associates, Inc. (registered 2025-01-24)
      Jan 24, 2025 · Advisor changed firm · fact
    • Adam Craig Goodman left Stoever Glass Wealth Management, Inc. for Lpl Financial Llc (registered 2025-01-22)
      Jan 24, 2025 · Advisor changed firm · fact
    • Gregory Edward Barr left Stoever Glass Wealth Management, Inc. for Herbert J. Sims Capital Management, Inc. (registered 2025-01-16)
      Jan 13, 2025 · Advisor changed firm · fact
    • 2 advisors left Stoever Glass Wealth Management, Inc. (New York, NY) for Herbert J. Sims Capital Management, Inc. within 3 days
      Jan 10, 2025 · Team lift-out · derived
    • Philip A Pike left Stoever Glass Wealth Management, Inc. for Herbert J. Sims Capital Management, Inc. (registered 2025-01-17)
      Jan 10, 2025 · Advisor changed firm · fact
    • David James Lesko left Stoever Glass Wealth Management, Inc. for Pruco Securities, Llc (registered 2024-06-24)
      Jun 24, 2024 · Advisor changed firm · fact
    • Alejandro Michael Viteri left Stoever Glass Wealth Management, Inc. for Herbert J. Sims Capital Management, Inc. (registered 2024-06-28)
      Jun 3, 2024 · Advisor changed firm · fact
    • Eric R Cohen left Stoever Glass Wealth Management, Inc. for B. Riley Wealth Advisors, Inc. (registered 2023-03-17)
      Mar 3, 2023 · Advisor changed firm · fact
    • Richard Louis Kesner left Stoever Glass Wealth Management, Inc. for The Commonwealth Group Llc (registered 2023-10-30)
      Jan 3, 2023 · Advisor changed firm · fact
    • Andrew Lawrence Kleinman left Stoever Glass Wealth Management, Inc. for Coastal Way Financial Group, Llc (registered 2017-05-30)
      Sep 27, 2022 · Advisor changed firm · fact
    • Nmn Roland Stoever (President & Cco) no longer on Schedule A of Stoever Glass Wealth Management, Inc. (listed 2021-06-30, absent 2022-01-02)
      Jan 2, 2022 · Control person left · inference
    • John Frederick Stoever (Shareholder, Director, President, Treasurer) no longer on Schedule A of Stoever Glass Wealth Management, Inc. (listed 2020-08-28, absent 2021-06-30)
      Jun 30, 2021 · Control person left · inference
    • Stoever Glass Wealth Management, Inc. filed its initial SEC registration (Form ADV)
      May 4, 2016 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026