DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert L Sheets
Feed of 09/14/2026
Also filed as Robby Sheets
At current firm
4 y
since Jun 6, 2022
In the industry
34 y
since Jul 24, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Jun 6, 2022 · Maryville, Tn
- Securities America Advisors, Inc. formerJul 17, 2020 to Jun 3, 2022 · Maryville, Tn
- Investacorp Advisory Services Inc formerFeb 1, 2018 to Jul 17, 2020 · Maryville, Tn
- Wmg Financial Advisors, LLC independent RIAAug 15, 2017 to Feb 9, 2018 · Knoxville, Tn
- Osaic Fs, Inc. formerApr 5, 2011 to Dec 17, 2017 · Maryville, Tn
- Ssn Advisory, Inc. formerJan 27, 2004 to Jul 21, 2009 · Maryville, Tn
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Cambridge Investment Research Advisors, Inc.left Jun 3, 2022, registered Jun 6, 2022 (3 days) · Affiliated broker-dealer or bank to another
- Investacorp Advisory Services Inc to Securities America Advisors, Inc.left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- Wmg Financial Advisors, LLC to Investacorp Advisory Services Incleft Feb 9, 2018, registered Feb 1, 2018 (-8 days) · Other
- Osaic Fs, Inc. to Wmg Financial Advisors, LLCleft Dec 17, 2017, registered Aug 15, 2017 (-124 days) · Other · moved with a team
- Ssn Advisory, Inc. to Osaic Fs, Inc.left Jul 21, 2009, registered Apr 5, 2011 (623 days) · Other
Signals
- Robert L Sheets left Securities America Advisors, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2022-06-06)Jun 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address